Embodiments relate generally to lanthanide nanocrystals as ultraviolet downconverters.

Patent
   10982136
Priority
Feb 26 2016
Filed
Feb 24 2017
Issued
Apr 20 2021
Expiry
Jan 18 2038
Extension
328 days
Assg.orig
Entity
unknown
3
57
window open
7. A nanocrystal comprising:
a NaGd1-xEuxF4 nanocrystal, wherein x is between 0 and 1; and
a 3,4,3-LI(1,2-hopo) ligand.
9. A method of downconverting light from UV to visible, the method comprising:
illuminating a 3,4,3-LI(1,2-hopo) ligand with UV radiation such that the ligand absorbs energy in the UV spectrum; and
transfers energy to NaGd1-xEuxF4, wherein x is between 0 and 1,
wherein the method provides for at least a two order of magnitude increase in light absorption by NaGd1-xEuxF4 as compared to light absorption by NaGd1-xEuxF4 without 3,4,3-LI(1,2-hopo) ligand.
2. A photovoltaic cell comprising: a lanthanide nanocrystal and a hopo containing chelator, wherein the lanthanide nanocrystal comprises NaGd1-xEuxF4, wherein x is between 0 and 1, wherein the hopo containing chelator comprises 3,4,3-LI(1,2-hopo), wherein 3,4,3-LI(1,2-hopo) is attached to a surface of the lanthanide nanocrystal wherein 3,4,3-LI(1,2-hopo) is configured to downconvert light from UV to visible, and wherein the photovoltaic cell is configured to provide for at least a two order of magnitude increase in light absorption by NaGd1-xEuxF4 as compared to light absorption by NaGd1-xEuxF4 without 3,4,3-LI(1,2-hopo).
1. A light conversion material, comprising: a lanthanide nanocrystal and a hopo containing chelator, wherein the lanthanide nanocrystal comprises NaGd1-xEuxF4, wherein x is between 0 and 1, wherein the hopo containing chelator comprises 3,4,3-LI(1,2-hopo), wherein 3,4,3-LI(1,2-hopo) is attached to a surface of the lanthanide nanocrystal, wherein 3,4,3-LI(1,2-hopo) is configured to downconvert light from UV to visible, and wherein the light conversion material is configured to provide for at least a two order of magnitude increase in light absorption by NaGd1-xEuxF4 as compared to light absorption by NaGd1-xEuxF4 without 3,4,3-LI(1,2-hopo).
11. A nanoparticle comprising:
a core, wherein the core comprises a first lanthanide and yb; and
a shell coating the core, wherein the shell is doped with a second lanthanide and wherein the shell comprises 3,4,3-LI(1,2-hopo), wherein the first lanthanide and the second lanthanide are a same lanthanide, wherein the nanoparticle comprises NaGd1-xEuxF4, wherein x is between 0 and 1, and wherein 3,4,3-LI(1,2-hopo) is attached to a surface of the nanoparticle,
wherein the nanoparticle is configured to provide for at least a two order of magnitude increase in light absorption by NaGd1-xEuxF4 as compared to light absorption by NaGd1-xEuxF4 without 3,4,3-LI(1,2-hopo).
3. The photovoltaic cell of claim 2, wherein the 3,4,3-LI(1,2-hopo) is configured to downconvert UV radiation to near-infrared wavelengths.
4. The photovoltaic cell of claim 2, wherein the lanthanide nanocrystal comprises NaGd0.9Eu0.05F4.
5. The photovoltaic cell of claim 2, wherein the lanthanide is a luminescent lanthanide.
6. The photovoltaic cell of claim 2, further comprising bulk silicon configured and positioned to absorb light emitted from the lanthanide nanocrystal.
8. The nanocrystal of claim 7, wherein the 3,4,3-LI(1,2-hopo) ligand coats a surface of the nanocrystal.
10. The method of claim 9, wherein light absorption from the ligand allows for at least a three order of magnitude increase in light absorption through the method, as opposed to using NaGd1-xEuxF4 without the ligand.
12. The nanoparticle of claim 11, wherein the nanoparticle displays yb3+ emission between 950 and 1060 nm upon illumination with UV light.
13. The nanoparticle of claim 11, wherein the nanoparticle can generate two infrared photons for a single photon absorbed by 3,4,3-LI(1,2-hopo).
14. The nanoparticle of claim 11, wherein the first lanthanide and the second lanthanide is one or more of Pr3+, Nd3+ or Tb3+.
15. The nanoparticle of claim 11, wherein the shell is singly doped.
16. A method of producing two-photon emission, the method comprising:
providing a nanoparticle as claimed in claim 11;
irradiating the 3,4,3-LI(1,2-hopo);
transferring energy from 3,4,3-LI(1,2-hopo) to the second lanthanide;
transferring energy from the second lanthanide to the first lanthanide;
transferring energy from the first lanthanide to yb, wherein the first lanthanide and the second lanthanide are a same lanthanide; and
emitting two photons from yb a photon that excited 3,4,3-LI(1,2-hopo).
17. The method of claim 16, further comprising cooling the nanoparticle.
18. The method of claim 17, wherein the nanoparticle has a temperature of about 77-350K.

The invention described was made in part utilizing funds supplied by the U.S. Department of Energy under Contract No. DE-AC02-05CH11231. The government has certain rights in this invention.

Any and all applications for which a foreign or domestic priority claim is identified in the Application Data Sheet as filed with the present application are hereby incorporated by reference under 37 CFR 1.57.

The invention relates to lanthanide nanocrystals as ultraviolet downconverters.

The fields of photo up- and down-conversion have risen largely in response to increasing global energy demands. In these schemes, the range (bandwidth) of incident solar radiation usable by silicon solar cells is expanded by coupling traditional photovoltaics with materials capable of absorbing light in regions where Si photocurrent response is lowest, and re-emitting the energy as photons with energies on par with the bulk Si band-gap (˜1000 nm).

In some embodiments, a light conversion material is provided that comprises a lanthanide nanocrystal and a HOPO containing chelator.

In some embodiments, a photovoltaic cell is provided that comprises a lanthanide nanocrystal and a HOPO containing chelator.

In some embodiments, a nanocrystal is provided that comprises a NaGd1-xEuxF4 nanocrystal and a 3,4,3-LI(1,2-HOPO) ligand.

In some embodiments, a method of downconverting light from UV to visible light or its equivalent energy is provided that comprises illuminating a 3,4,3-LI(1,2-HOPO) ligand with UV radiation such that the ligand absorbs energy in the UV spectrum and transfers energy to NaGd1-xEuxF4.

In some embodiments, a nanoparticle is provided that comprises a core, wherein the core comprises a first lanthanide and Yb and a shell coating the core. The shell is doped with a second lanthanide. The shell comprises 3,4,3-LI(1,2-HOPO). The first lanthanide and the second lanthanide are a same lanthanide.

In some embodiments, a method of producing two-photon emission is provided. The method comprises providing a nanoparticle as described herein, irradiating the HOPO associated with the surface of the nanoparticle (e.g., 3,4,3-LI(1,2-HOPO)), transferring energy from 3,4,3-LI(1,2-HOPO) to the second lanthanide, transferring energy from the second lanthanide to the first lanthanide, transferring energy from the first lanthanide to Yb. The first lanthanide and the second lanthanide are a same lanthanide. The method further comprising emitting two photons from Yb a photon that excited 3,4,3-LI(1,2-HOPO).

In some embodiments, the compositions are to be used as an addition to photovoltaic cells as they currently exist, in order to improve their efficiency.

The foregoing aspects and others will be readily appreciated by the skilled artisan from the following description of illustrative embodiments when read in conjunction with the accompanying drawings.

FIG. 1 illustrates an absorption spectrum of NaGd0.95Eu0.05F4 nanoparticles with and without 3,4,3-LI(1,2-HOPO) surface modification. Inset: difference spectrum between modified and unmodified nanoparticles.

FIG. 2a illustrates nanoparticle luminescence spectra. Inset: magnified view of wash, Eu-free and ligand-free control spectra in ethanol.

FIG. 2b illustrates nanoparticle excitation (action) spectra in ethanol measured at 612 nm. The minor peak seen in the no-Eu control (magnified scale) is a result of broad luminescence from the broad 343 emission, which has residual overlap with the Eu luminescence region.

FIG. 3 illustrates a triplet spectrum of 3,4,3-LI(1,2-HOPO) (bound to no-Eu control nanoparticles) in ethanol at 77 K (red squares). The peak emission around 525 nm is a composition of states (components 1 & 2) which comprise the 343 triplet manifold. The Gaussian character of these deconvoluted states suggests a significant degree of heterogenous broadening in the ligand luminescence. Overlap of multiple components at 525 nm provides a physical basis for the observed multi-exponential character of time-resolved probes at this wavelength.

FIG. 4 demonstrates the direct excitation of Eu(III) in NaGd0.95Eu0.05F4 Nanocrystals. Top Panel: Luminescence spectra of ligand-free particles under 520 nm excitation. Bottom Panel: Excitation spectrum at 612 nm of ligand-free particles. As a result of the low absorption intensities of f-f transitions, both spectra were acquired using 2 nm excitation slits, 3 nm emission slits and a 10.0 s integration time.

FIG. 5 is a graph demonstrating time-resolved emission of 3,4,3-LI(1,2-HOPO) phosphorescence at 525 nm in Ethanol Glass at 77 K.

FIGS. 6A and 6B are TEM images of nanocrystals. Functionalization with 3,4,3 promotes a higher degree of aggregation than observed with the unmodified particles.

Dismal quantum yields of many up/down-conversion systems have hampered their practical implementation. In the case of lanthanide-based spectral converters, low external quantum yields can largely be assigned to the low absorption cross sections of their f-f transitions (˜10 M−1 cm−1). Embodiments provided herein relate generally to lanthanide nanocrystals as ultraviolet downconverters.

Low external quantum yields remain a major hindrance to the practical utility of many lanthanide nanoparticle upconverting and downconverting systems, a partial result of the low absorption cross-sections common to the Laporte-forbidden f-f transitions in lanthanides. While some research has demonstrated these low absorptivities may be overcome via d-f charge separation in divalent lanthanides, little work has explored the possibility of using organic ligands with high absorption coefficients to photosensitize excited states in lanthanide nanocrystals. The present disclosure details the synthesis and photophysical characterization of NaGd1-xEuxF4 nanoparticles (or other lanthanide containing nanoparticle) displaying a HOPO ligand, such as 3,4,3-LI(1,2-HOPO), on their surfaces, which functions as the terminal light absorber in this system. The resulting NaGd1-xEuxF4-HOPO ligand (e.g., any lanthanide containing nanocrystal with, e.g., 3,4,3-LI(1,2-HOPO)) construct is shown to be an effective downconverter of UV (250-360 nm) light into Eu(III) luminescence, indicating that such ligand sensitization can overcome the constraints of UV solar spectrum/semiconductor band-gap mismatch and low absorption cross-sections in solid-state lanthanide systems.

The problem of spectral mismatch between semiconductor band gaps and Earth's terrestrial solar spectrum remains an issue plaguing the efficiency of modern photovoltaics[1,2]. A number of methods have been proposed and implemented to circumvent this problem, including the incorporation of materials absorbing at different wavelengths in multi-junction photovoltaics, modification of the intrinsic Si band gap through advanced nanofabrication methods, and the respective up- and down-conversion of low- and high-frequency EM radiation into photons suited for bulk Si absorption.

Despite a sizable body of scholarship currently focused on light upconversion[3-6], comparatively little work has addressed the challenge of ultraviolet (UV) downconversion towards the low-energy visible and near-infrared (NIR) regimes, where the photocurrent response for bulk silicon is highest. Currently, research in this field is dominated by lanthanide photophysics, where exploitation of f-element nanocrystals has resulted in a wide array of potential downconverters[7-12]. However, the maturation of these prototype systems into practical applications has largely been hampered by the low molar absorptivities of f-f transitions (˜10 M−1 cm−1)[13,14]. Routes previously explored to address this challenge include the relaxation of Laporte selection rules through the embedding of lanthanide ions in low-symmetry crystal hosts and the employ of parity-allowed, d→f charge transfer in divalent lanthanides such as Eu(II)[15]. By contrast, the possibility of photosensitizing nanocrystalline downconverters with organic ligands remains a novel method of enhancing f-block nanoparticle light absorption, though a recent study has implemented such schemes in light upconversion[16], and some work exploring the chemical effects surface ligands may have on nanoparticle luminescence has been conducted[17,18].

Provided below are various embodiments employing various lanthanides combined with a HOPO ligand (also referenced as a HOPO chelator).

In some embodiments, a light conversion material is provided that comprises a lanthanide nanocrystal and a HOPO containing chelator. Any lanthanide and HOPO chelator combination can be employed, as long as it allows the light absorbed by the HOPO chelator to be transferred to the lanthanide for effective use via the lanthanide. In some embodiments, the use is in conjunction with a photovoltaic cell.

In some embodiments, a photovoltaic cell is provided that comprises a lanthanide nanocrystal and a HOPO containing chelator. While various embodiments provided herein are described in terms of an application to a photovoltaic cell, the present compositions and nanocrystals are not limited to this application. Indeed, these compositions and nanocrystals can be applied in any situation where such light conversion is relevant.

In some embodiments, any of the photovoltaic cells (or, more generally, light conversion materials) described herein can convert UV radiation to low-energy visible or near-infrared wavelengths. In some embodiments, any of the photovoltaic cells (or, more generally, light conversion materials) described herein can convert UV radiation to any wavelength of light on the visible light spectrum, depending on the lanthanide dopant used in the crystal. In the particular case of the Eu doped nanoparticles, UV light is converted to light between 580 and 720 nm. In the case of the Nd/Yb co-doped, core-shell nanoparticles, UV light is converted to infrared (IR) light between 850 and 1100 nm. The wavelengths produced by the Nd/Yb are the most relevant for photovoltaic cell applications. In some embodiments, the HOPO containing chelators described herein is defined by 1,2-HOPO structure:

##STR00001##
wherein R is a hydroxy group or

##STR00002##
where R1 and R2 are selected from the group consisting of H, —CH3, —CH2CH3 and —CH2—-φ, and X is either hydrogen, an alkali metal ion, or a quaternary ammonium ion.

In some embodiments, any of the HOPO containing chelators described herein is defined by one molecule selected from the group consisting of:

##STR00003##
wherein l, m, and n are integers between one and twenty. In some embodiments, m is three and/or four. In some embodiments, l and n are three, and m is four. In some embodiments, the HOPO containing chelator is 3,4,3-LI-(1,2-HOPO).

In some embodiments, the photovoltaic cell (or, more generally, light conversion materials) described herein comprise a 3,4,3-LI-(1,2-HOPO) containing chelator that is attached to the surface of the nanocrystal.

Any of the lanthanides described herein may comprise any of the lanthanides in the lanthanide series, for example, Lanthanum (La), Cerium (Ce), Praseodymium (Pr), Neodymium (Nd), Promethium (Pm), Samarium (Sm), Europium (Eu), Gadolinium (Gd), Terbium (Tb), Dysprosium (Dy), Holmium (Ho), Erbium (Er), Thulium (Tm), Ytterbium (Yb), and Lutetium (Lu). In some embodiments, the oxidation state of any of the lanthanides described herein is two, for example, Nd(II), Pm(II), Eu(II), Gd(II), Tb(II), Dy(II), Ho(II), Er(II), Tm(II), Yb(II), or Lu(II).

In some embodiments, the oxidation state of any of the lanthanides described herein is three, for example, Nd(III), Pm(III), Eu(III), Gd(III), Tb(III), Dy(III), Ho(III), Er(III), Tm(III), Yb(III), or Lu(III).

In some embodiments, the lanthanide is a luminescent lanthanide. In some embodiments, the luminescent lanthanide has an oxidation state of three. In some embodiments, the luminescent lanthanide is Sm(III), Eu(III), Tb(III), or Dy(III).

In some embodiments, a lanthanide nanocrystal (which can be, for example, within or covering a part of a photovoltaic cell) is provided that comprises NaGd1-xEuxF4 wherein x is between 0 and 1, for example, 0.005, 0.01, 0.015, 0.02, 0.025, 0.03, 0.035, 0.04, 0.045, 0.05, 0.055, 0.06, 0.065, 0.07, 0.075, 0.08, 0.085, 0.09, 0.095, or 0.1 or any value in between these percentages. In some embodiments, x is between 0.005 and 0.1. In some embodiments, a nanocrystal is provided that comprises NaGd0.95Eu0.05F4. As will be appreciated by one of skill in the art, Eu may be replaced by any of the other lanthanides provided herein. The nanocrystal can be part of a photovoltaic cell.

In some embodiments, the photovoltaic cell (or, more generally, light conversion materials) comprises a lanthanide nanocrystal that comprises NaGd1-xEuxF4 and a 3,4,3-LI(1,2-HOPO) ligand wherein the ligand is attached to the surface of the nanocrystal. As will be appreciated by one of skill in the art, Eu may be replaced by any of the other lanthanides provided herein.

In some embodiments, a nanocrystal is provided that comprises a NaGd1-xEuxF4 nanocrystal and a 3,4,3-LI(1,2-HOPO) ligand. In some embodiments, the 3,4,3-LI(1,2-HOPO) ligand coats a surface of the nanocrystal. In some embodiments, the ligand coats 100% of the surface of the nanocrystal. In some embodiments, the ligand coats less than 100% of the surface, for example, 90%, 80%, 70%, 60%, 50%, 40%, 30%, 20%, 10%, 1%, or any value between these percentages. In some embodiments, the nanocrystal comprises NaGd1-xEuxF4, where x is the doping level, a value between 0 and 1. In some embodiments, NaGd0.95Eu0.05F4 (x=0.05). As will be appreciated by one of skill in the art, Eu may be replaced by any of the other lanthanides provided herein

In some embodiments, any of the nanocrystals described herein have one dimension that is smaller than 1000 nanometers. In some embodiments, any of the nanocrystals described herein have more than one dimension that is smaller than 1000 nanometers. The one or more dimension can be 1 millimeter, 100 micrometers, 10 micrometers, 1 micrometer, 100 nanometers, 10 nanometers, or smaller. In some embodiments, the nanocrystals described herein are arranged in a single-crystalline arrangement. In some embodiments, the nanocrystals described herein are arranged in a poly-crystalline arrangement.

Any of the nanocrystals described herein can take on a variety of shapes including but not limited to a cube, an octahedron, or a rhombic dodecahedron.

In some embodiments, a nanoparticle is provided that comprises (i) a core. The core comprises a first lanthanide and Yb. The nanoparticle comprises (ii) a shell coating the core. The shell comprises the first lanthanide. Attached to the surface of the shell is a HOPO ligand, such as 3,4,3-LI(1,2-HOPO). In some embodiments, the first lanthanide and the second lanthanide are the same lanthanide.

In some embodiments, the first lanthanide that is part of the nanoparticle is one or more of Pr3+, Nd3+, or Tb3+. In some embodiments, the second lanthanide that is part of the nanoparticle is one or more of Pr3+, Nd3+, or Tb3+.

In some embodiments, the first lanthanide and second lanthanide are different lanthanides.

In some embodiments, there are two different lanthanides. One type of lanthanide can be contained in an outer shell, another can be contained within a core, that is surrounded by the shell. In some embodiments, the first type of lanthanide can be present in both the outer shell and the core, while the other type of lanthanide is only present in the core. These shell/core arrangements are discussed in more detail below.

In some embodiments, the nanoparticles described herein can generate multiple infrared photons for each single photon absorbed. In some embodiments, a nanoparticle can generate two infrared photons for a single photon absorbed by the HOPO chelator (e.g., 3,4,3-LI(1,2-HOPO)). Thus, in some embodiments, the nanoparticle and ligand coating are configured so as to generate two infrared photons for a single photon absorbed by the HOPO chelator (e.g., 3,4,3-LI(1,2-HOPO)).

In some embodiments, the nanoparticle is between 1 and 100 nanometers, for example, 10 nanometers, 20 nanometers, 30 nanometers, 40 nanometers, 50, nanometers, 60 nanometers, 70 nanometers, 80 nanometers, or 90 nanometers. In some embodiments, the size range is from 5-200 nanometers. In some embodiments, the size of the crystal is not limited.

In some embodiments, the method of downconverting light from UV to visible comprises (i) illuminating a 3,4,3-LI(1,2-HOPO) ligand with UV radiation such that the ligand absorbs energy in the UV spectrum and (ii) transferring energy to NaGd1-xEuxF4. As will be appreciated by one of skill in the art, Eu may be replaced by any of the other lanthanides provided herein. In some embodiments, the ligand coats the surface of the nanocrystal and the lanthanides are embedded (doped) inside the crystal.

In some embodiments the energy absorbed in the UV spectrum has a wavelength of between 270 nm and 390 nm, for example, 271 nm, 280 nm, 290 nm, 300 nm, 310 nm, 320 nm, 330 nm, 340 nm, 350 nm, 360 nm, 370 nm, 380 nm, 389 nm, or any value in between any two of these wavelengths.

In some embodiments, use of the 3,4,3-LI(1,2-HOPO) ligand (or any other HOPO ligand) in downconverting light results in at least a two order of magnitude increase in the light absorption compared to using NaGd1-x EuxF4 (or other lanthanide containing nanocrystal) without the ligand. In some embodiments, use of the HOPO (e.g., 3,4,3-LI(1,2-HOPO)) ligand in downconverting light results in at least a three order of the magnitude increase in the light absorption when compared to using NaGd1-xEuxF4 (or other lanthanide containing nanocrystal) without the ligand, for example, a four order of magnitude increase, a five order of magnitude increase, a six order of magnitude increase, or a seven order of magnitude increase. In some embodiments, any chelator that absorbs at a desired wavelength can be used.

In some embodiments, a method of producing a two-photon emission can comprise (i) providing any of the nanoparticles described herein (e.g., a lanthanide containing nanocrystal with a HOPO ligand), (ii) irradiating the HOPO ligand (e.g., 3,4,3-LI(1,2-HOPO)), (iii) transferring energy from the HOPO ligand (e.g., 3,4,3-LI(1,2-HOPO)) to the second lanthanide, which is in the shell, (iv) transferring energy from the second lanthanide to the first lanthanide, which is in the core and (v) transferring energy from the first lanthanide to Yb, which is also in the core. The first lanthanide and the second lanthanide are the same type of elemental lanthanide. The process can further include (vi) emitting two photons from Yb for each photon that excited the HOPO ligand (e.g., 3,4,3-LI(1,2-HOPO)).

In some embodiments, the HOPO used in the method is 1,2(HOPO). In some embodiments, any HOPO ligand with the desired absorption and emission characteristics can be used, including 3,4,3-LI(1,2-HOPO).

In some embodiments any of the methods comprise a step of cooling the nanoparticle. In some embodiments, the nanoparticle is at room temperature. In some embodiments, the nanoparticle has a temperature between 77-350K, for example 78K, 120K, 160K, 200K, 240K, 280K, 320K, 349K, or any temperature between these temperatures.

In some embodiments, a two-photon system is provided. Two-photon downconverting systems have been demonstrated in multiply-doped lanthanide systems. However, these constructs have been dependent on direct excitation of the metals involved, which suffers from the problem of poor excitation efficiency due to the low light absorption coefficients of lanthanides. Decoration of such inorganic particles with organic ligands serving as light sensitizers serves to overcome this problem, with concomitant increases in external quantum yield. In some embodiments, a scheme is employed where a Ln3+/Yb3+ couple (Ln=Pr, Tb or Nd) is used in a core-shell nanoparticle architecture. Specifically, an NaGdF4 core structure co-doped with Ln3+ and Yb3+ is surrounded by an NaGdF4 shell singly-doped with Ln3+. Following synthesis of the core-shell structure, a ligand sensitizer (e.g., a HOPO ligand, such as 3,4,3LI(1,2-HOPO)) is bound to the nanoparticle shell. Using such systems, one can increase the overall solar conversion efficiency of solar cells by increasing their range of usable sunlight. Currently, downconversion materials do not enjoy mainstream implementation in commercial photovoltaics.

In some embodiments, one can synthesize a core-shell nanomaterials capable of efficiently absorbing light through surface-bound, ligand sensitizers. One can then use this core-shell material to funnel the energy into metal excited states, which ultimately result in the production of infrared (IR) photons. This allows for light at infrared wavelengths to be efficiently absorbed by conventional silicon solar cells.

In some embodiments, this effectively expands the range of usable sunlight available to photovoltaics for solar energy conversion, while also allowing for the possibility of two-photon downconversion, i.e., the generation of two infrared photons for every photon absorbed by the ligand.

In some embodiments, the composition is comprised of a doubly-doped NaGdF4 host nanoparticle core (lanthanide, Ln, and Yb3+ dopants; Ln=Pr3+, Nd3+ or Tb3+), surrounded by a singly-doped nanoparticle shell (Ln only); the ligand absorber (e.g., 3,4,3-LI(1,2-HOPO)) is bound to the nanoparticle shell using solution synthesis methods.

In some embodiments, the general operation is as follows: light is absorbed by the ligands decorating the particle shells; subsequent energy transfer between the ligand and the Ln dopant in the shell result in generation of Ln excited states. Energy exchange occurs between equivalent Ln dopants in the shell and core, leading to the eventual production of Ln excited states in the nanoparticle core. Energy transfer from Ln to Yb3+ in the core results in production of Yb3+ excited states. Decay of the ytterbium excited states results in infrared emission between ca. 950 and 1030 nm. Concomitant decay of Nd3+ excited states also results in emission at 850-870 nm and at 1060 nm.

While, taken separately, there are standing precedents for both ligand sensitization of metals and the employ of core-shell nanoparticles for various studies, the successful demonstration of multiphoton light downconversion in nanoparticles driven by of ligand sensitization has yet to be reported. Preliminary data (in example 1 below) indicated that the current system (a Nd3+/Yb3+ core-shell) displays ligand-sensitized, two-photon emission when cooled to 77 K, evidenced from studies on the power dependence of nanoparticle IR luminescence. Successful demonstration of this concept involved the use of nanoparticle architectures that prohibit the direct sensitization of Yb3+ by the ligand, a low-quantum yield process that would interfere with multiphoton production. For this reason, a core-shell structure with the described doping scheme was adopted, allowing for the desired process Ligand→Nd (shell)→Nd(core)→Yb(core). These design aspects make this arrangement a counter-intuitive departure from the ligand-sensitized nanoparticle structures that have been described to date. In some embodiments, the structure of the composition is such that there is a lanthanide present in both the core and the shell, a ligand coating and/or forming the shell with the lanthanide, and an additional lanthanide (such as Yb) that is contained only within the core.

In some embodiments, the present compositions and methods can be used in any industry related to the development of new light-harvesting technologies. In some embodiments, the compositions or nanocrystals can be part of a photovoltaic cell. In some embodiments, the compositions or nanocrystals can be added to a surface of a photovoltaic cell, after the cell has been manufactured and/or installed.

In some embodiments, any of the compositions or nanocrystals provided herein can be part of a photochemical and/or photovoltaic cell. In some embodiments, a photovoltaic cell can include an “optically active” region in which electricity is generated and two contacts for extracting that electricity. The optically active region typically comprises abutting layers of n-type semiconductor and a p-type semiconductor. In some embodiments, a single p-n junction is created at the interface of the layers, thereby creating an electric field. In some embodiments, any of the compositions or nanocrystals provided herein are optically coupled to a photovoltaic cell. In some embodiments, one can use the photovoltaic cell that is optically coupled to any of the compositions or nanocrystals provided herein to generate electricity. In some embodiments, any of the compositions or nanocrystals provided herein can be positioned or located within a glass layer, transparent surface or substrate or other lightguide material and/or structure so that light can contact any of the compositions or nanocrystals provided herein and allow the compositions or nanocrystals provided herein to produce the relevant energy and/or light for the standard photovoltaic cell. In some embodiments, any of the compositions or nanocrystals provided herein can be applied to a standard photovoltaic cell as a coating or film, over the light absorbing section of the photovoltaic cell. In some embodiments, a multi-layer film can be used. In some embodiments, any of the compositions or nanocrystals provided herein can be part of an optoelectronic device, which can be a photodiode, a light emitting diode, a photovoltaic device, or a semiconductor laser. These optoelectronic devices can be used in variety of applications. Examples of applications include an electronic display, a photo detector, general lighting, a camera, and fiber-optic communication. In some embodiments, the optoelectronic device is a photovoltaic cell or a photovoltaic module. The photovoltaic module may have an array of the photovoltaic cells. The photovoltaic module may have a glass cover protecting the cells onto which the functional coating is disposed. The functional coating can be disposed on the photovoltaic cells, or on the photovoltaic module, such that the functional coating is exposed to the solar radiation. In some embodiments, the functional coating is disposed on the backside of a module glass cover. The coating can be deposited on more than one location of the photovoltaic module. For example, the coating can be deposited on a topside of a module glass cover, a backside of a module glass cover, and/or on a surface of the solar cells in the module, such that the coating is exposed to the solar radiation. In some embodiments, the photovoltaic module or the photovoltaic cell may include, but is not limited to, an amorphous silicon cell, a crystalline silicon cell, a hybrid/heterojunction amorphous and crystalline silicon cell, a CdTe thin film cell, a micromorph tandem silicon thin film cell, a Cu(In,Ga)Se2 (CIGS) thin film cell, a GaAs cell, a multiple-junction III—V-based solar cell, a dye-sensitized solar cell, or a solid-state organic/polymer solar cell. In some embodiments, the solar cell can contain a transparent conductor onto which the coating is deposited.

The various embodiments described below provide for the construction of a UV downconverter featuring the ligand 3,4,3-LI(1,2-HOPO) (abbreviated ‘343’) as an ultraviolet photosensitizer of NaGd1-xEuxF4 nanoparticles. These can be used for different HOPO ligands, as well as for different lanthanides.

It has been previously shown that population of Eu(III) excited states in the Eu(III)-343 molecular complex occur via energy transfer from the 343 triplet state following UV absorption by the ligand[19-22]. Surface display of this lanthanide chelator on nanoparticle surfaces is achieved through substitution of 1-oleate ligands retained on the nanoparticles following their initial synthesis. The resultant nanocrystals show good performance as UV-Vis downconverters, with red luminescence resulting from UV exposure serving as a diagnostic of Eu(III) sensitization by 343. Here, funneling light into europium 5Dj manifolds via energy transfer from aromatic ligand absorbers benefits from the high molar absorptivity of 343 (˜17,000 M−1 cm−1) relative to f-f transitions. The net effect was an expansion of nanocrystal light absorption by over three orders of magnitude relative to typical lanthanide nanocrystals systems, where metal-centered excitation is generally employed. As a consequence of 343's broad absorption profile, this scheme also significantly increased the spectral bandwidth available for downconversion, which marked a notable improvement over the narrow absorption lines typical of lanthanides.

Absorption data was acquired following the displacement of 1-oleate with the ligand 3,4,3-LI(1,2-HOPO) revealed spectra representing the superposition of a broad ultraviolet transition (λmax=317 nm) and Rayleigh scattering. The spectral shape and transition energy of the UV absorption were characteristic of the 343 ligand and were not observed in the absorption spectra of the unmodified particles (FIG. 1). Additionally, the normalized difference spectrum between the ligand-modified and unmodified particles looked virtually identical to that of the free ligand. Taken together, these data indicated that the 343 chelator effectively binds lanthanide ions at the surface of NaGdF4 nanoparticles.

Emission spectra of 343-modified nanocrystals suspended in ethanol revealed a strong dependence of the Eu(III) luminescence on excitation in the ultraviolet region that was absent in the unmodified nanocrystals (FIG. 2a). Specifically, the 5D07F2 Eu transition exhibited an excitation dependence reflective of the 343 absorption spectrum, with metal-centered emission observed at excitation wavelengths ranging from 300-360 nm and peaking around 340 nm (FIG. 2b). This correspondence between the nanoparticle action spectrum and the 343 absorption spectrum, along with concomitant Eu emission upon UV irradiation, demonstrated that energy transfer between ligand and metal states is operative. This observation is consistent with previous reports describing Eu(III) sensitization by 343 phosphorescence in the Eu-343 molecular complex.[20] The absence of europium luminescence in no-343 and undoped NaGdF4-3,4,3 controls upon UV excitation corroborated the interpretation that the red emission from these particles is dependent on ligand-to-metal energy transfer between 343 surface chelators and the Eu(III) lattice dopants. Direct f-f excitation of these samples between 250 and 500 nm produce only weak luminescence from Eu ions (FIG. 4).

Overall downconversion efficiencies were also evaluated through determination of nanoparticle quantum yields using the integrated sphere method. Variability in syntheses between independent nanoparticle batches resulted in a quantum yield of 3.3±0.6%. This quantum yield was considerably lower than the value of Φ=0.15 reported for Eu-343 molecular complexes,[22] In attempts to address this discrepancy quantitatively, the findings were used to provide an estimate of the ligand to metal energy transfer rate and efficiency. The approach was rooted in first calculating the average energy transfer efficiency (<η>) through equation (1)[23]:

η = 1 - j T DAj T Dj c j , ( 1 )

To account for the multiple donor states arising from splitting of the 343 triplet, modifications of the typical rate and energy efficiency equations were used for Förster transfer. Here, an averaged energy transfer rate was comprised of a weighted summation of emissive state lifetimes according to their respective spectral contributions, where τDj and TDAJ are the respective lifetimes of the jth 343 triplet donor (D) levels in the absence and presence of the europium acceptor (A). The normalized coefficient, cj, is used to represent the spectral contribution of individual states j to the overall transient decay. An average rate of energy transfer between ligand and metal states was then found according to equation (2):

k T = η k D 1 - η . ( 2 )

Here, <kT> was the averaged energy transfer rate and <kD>, the average decay rate of the 343 triplet in the absence of acceptor ion, was defined as:

k D = j k Dj c j , ( 3 )
with kDj expressing the decay rate of the jth component of the 343 triplet.

Donor luminescence lifetimes in the presence and absence of europium acceptor quenching were quantified through time-resolved measurement of 343 phosphorescence from NaGdF4-343 nanoparticles under 317 nm excitation at 77 K. Steady-state measurement of the 343 triplet state at 77 K revealed a broad emission centered around 525 nm (FIG. 3). Monitoring the ligand triplet's decay at this peak region yielded a decay process composed of three distinct processes (FIG. 5). Averaging data over three trials revealed that two of these three phases displayed significant quenching upon europium substitution, suggesting that these are states implicated in energy transfer between the ligand and metal.

This conclusion was also supported by Gaussian deconvolution of the 343 triplet steady-state luminescence, which revealed two overlapping electronic contributions to the 525 nm emission signal used for time-dependent probes (FIG. 3). Both components displayed decay constants in a range characteristic of triplet state deactivation and spectral overlap with the hypersensitive Eu3+7F0,15D2 absorption at 465 nm (FIG. 4, 5). In the undoped case, k1=1513±301 s−1, and k3=29.7±3.9 s−1, while for europium-incorporated particles, k1=2652±216 s−1 and k3=47.5±9.1 s−1. Europium substitution, at the low concentration used for this study, did not significantly perturb the relative contributions of the fast and slow phases to the transient decay. At this wavelength, it was found that f=0.3 and 0.1 for the fast and slow components, respectively (FIG. 5, Table 1). A third phase contributing to the time-resolved spectra was largely unchanged by the 5% europium substitution, displaying decay rates that were statistically equivalent between the samples and Eu-free controls (k2=238.6±8.8 s−1 and 240.8±20.5 s−1, respectively; f=0.6). Such behavior suggested that this component was not responsible for energy transfer observed between ligand and metal states in this system.

TABLE 1
Time-Resolved Emission of 3,4,3-LI(1,2-HOPO) at 525 nm in
Ethanol Glass at 77K.
Donor Only NaGdF4-3,4,3
Rates & Intensities Batch 1 Batch 2 Batch 3
k1 1687 1687 1166
k2 230.4 247.9 237.6
k3 26.18 25.23 32.69
c1 65.88 170.5 203.9
c2 145.2 257 299.9
c3 38.75 60.85 68.26
Normalized Intensities Batch 1 Batch 2 Batch 3

Comparison of the calculated energy transfer rate with measured 343 excited state lifetimes provides insight into the origins of the low downconversion quantum yields observed with this system. Workup of the relevant spectral data yielded a mean energy transfer rate of 124 s−1 and an energy transfer efficiency of 0.17 between the 343 triplet excited state and the europium 5Dj manifold. This energy transfer rate is considerably lower than the weighted decay time measured for the 343 donor (600 s−1), indicating that ligand triplet-to-ground state deactivation is favored over Förster transfer in this system. It should be emphasized that this value of the transfer efficiency is likely an upper bound in the system, as these values were derived from 77 K measurements, a temperature where triplet decay through non-radiative decay paths would be reduced relative to luminescence quenching at room temperature. Regardless, these findings indicate that poor coupling between the 343 triplet and europium-centered states largely accounts for the energetic losses, and correspondingly low quantum yields, observed during optical downconversion in these nanocrystals.

This work indicates that ligand-sensitized nanoparticle downconversion can serve as one route through which the constraints of solar spectrum/semiconductor band gap mismatch, and the low absorption cross-sections of lanthanides, may be overcome for solid-state systems.

While the characterizations presented in this example are largely fundamental in nature, incorporation of this technology into any commercial solar capture device can also include practical matching regarding luminescence optimization of these nanoparticle chelates, particularly through their dependence on Eu content and ligand:nanoparticle ratios. Furthermore, having demonstrated the viability of this approach opens up sensitizing rare-earth fluorides suited for transforming UV light into NIR emission, where Si photocurrent response is greatest. While the much-studied Pr3+/Yb3+ and Tb3+/Yb3+ couples provide intuitive starting points for this effort[2,24-26], previous work has indicated that utilizing Pr3+/Yb3+ co-substitution will require a ligand better-suited for Pr3+ sensitization, as 343 displays poor coupling with the praseodymium 3Pj levels required for two-photon downconversion via Yb3+ (2F5/22F7/2) luminescence [21].

Experimental Details for Example 1

Nanoparticle Synthesis

Nanoparticles were synthesized according to the methods of Wang et al. Preparation of Core-Shell NaGdF4 Nanoparticles Doped with Luminescent Lanthanide Ions to Be Used as Upconversion-Based Probes. Nat. Protoc. 2014, 9 (7), 1634-1644.). Reaction compositions were 3.8 ml Gd(CH3CO2)3.xH2O (Sigma-Aldrich), 200 μl Eu(CH3CO2)3.xH2O (Sigma-Aldrich) in a solvent composition of 8 ml 1-oleic acid (Alfa Aesar) and 12 ml 1-octadecene (90%, Sigma-Aldrich).

Ligand Surface Functionalization

Aliquots (2 ml) of nanoparticles in cyclohexane were precipitated by addition of 2 ml of ethanol. Particles were pelleted via centrifugation at 13000 rpm for 5 minutes. The solvent was decanted and the pellets resuspended in 2 ml ethanol using sonication. Centrifugation was then repeated and the solvent removed. Fresh ethanol (2 ml) was used to resuspend the particles before their addition to a 10 ml round bottom flask. Afterwards, 1 ml of 75 mM 3,4,3-LI(1,2-HOPO) (Ash Stevens, Inc.) in pH 6.0 50 mM Hepes was added, and the reaction was capped. The mixture was stirred overnight at 75° C., to promote ligand binding to the nanoparticles, and washed five times in ethanol using alternating centrifugation and sonication steps.

Transmission Electron Microscopy (TEM)

TEM images were collected on a JEOL JEM-2100 LaB6 microscope. Stock suspensions of nanoparticles in cyclohexane were diluted by 1/5 in ethanol and dropcast onto TEM grids. Samples were mounted onto a single-tilt sample holder. Images were collected using a high-tension voltage of 200 kV (112 μA beam current), with exposure times limited to 100 ms. Images showing the results are provided in FIGS. 6A and 6B.

UV-Vis Spectroscopy

Absorption spectra were collected on a Molecular Devices SPECTRAmax Plus 384 UV-Vis spectrometer. Nanoparticle suspensions were formed in ethanol and scattering at 500 nm was measured. Samples were diluted appropriately so that their A500 values were approximately 0.3, an optical density yielding stable colloidal suspensions in this solvent. Absorption spectroscopy also provided a qualitative measurement of nanoparticle:surface ligand ratios, through comparison of scattering intensities (A500) relative to the peak 343 absorption at 325 nm.

Steady-State Luminescence Spectroscopy

Steady-state luminescence spectra were acquired on a Jobin Yvon Horiba Fluorolog system. Luminescence spectra of nanoparticles were collected using a 317 nm excitation wavelength sourced from a xenon arc lamp, 1 nm excitation/3 nm emission slit settings and 1.0 s integration times at 1 nm resolution. Due to the overlap of our emission window (550-750 nm) with the second-harmonic of our excitation beam, a 400 nm longpass filter was placed between the sample and detector to remove beam-generated interference for all luminescence measurements. Excitation (action) spectra were collected by monitoring the 5D07F2 transition at 612 nm using 1 nm slits for both excitation and emission monochromators and 1.0 s integration times at 1 nm resolution. Nanoparticle samples were prepared as dilute solutions in ethanol to ensure stability of the suspension over the course of data collection (A500˜0.3; 0.1 mg ml−1).

Determination of the triplet state of 3,4,3-LI(1,2-HOPO) was achieved through measurement of the 77 K spectrum of the Gd-343 metal-ligand complex (180 μM) and NaGdF4-343 nanoparticles in ethanol. Spectra were acquired using parameters of 1 nm excitation/3 nm emission slits, 317 nm excitation, 1.0 s integration times and a luminescence window spanning 325 to 750 nm. For emission wavelengths longer or exceeding 600 nm, the 400 nm long pass filter was again used to remove secondary harmonic noise originating from the excitation source.

Time-Resolved Luminescence Spectroscopy

Donor luminescence lifetimes were acquired through measurement of the 343 phosphorescence decay rate at 77 K, using the Fluorolog system in time-resolved (MCS lifetime) mode. Excitation parameters were as follows: 317 nm excitation, 14 nm excitation bandpass; 525 nm observation, 1 nm emission bandpass; 10 μs channel−1 and 3000 channels sweep−1 (30.0 ms observation window). Time-resolved data were fit to multi-exponential decay functions in MATLAB with the minimum number of components needed to provide a zero residual (Supplemental Information).

Quantum Yield Measurement

A detailed description of quantum yield procedures and raw data can be found below.

In some embodiments, one can also employ sensitizing curium-doped NaGdF4/NaYF4 lattices, favored by a high quantum yield (˜45%) in the Cm3+-343 metal-ligand complex[27]. Indeed, when Eu is replaced by Cm in the nanocrystal, the same behavior is observed when the crystal is coated with the ligand.

Supporting Information

Detailed descriptions of direct, f-f nanoparticle excitation, time-resolved luminescence, TEM imaging instrument characterization and quantum yield measurement procedures are presented below.

External quantum yields were determined using an integrated sphere according to the methodology of Mello et. al.26 The placement of a neutral density filter between the sphere's exit port and the PMT detector when measuring the excitation beam signals required a small modification of Mello's equation:

Φ = f exc [ P c - ( 1 - A ) P b L a A ] ; A = 1 - L c L b .

Pb,c are the integrated Eu emission spectra acquired under the respective conditions of indirect and direct excitation in the sphere. La,b,c represent the filtered, integrated excitation beam as measured for the respective cases of no sample, indirect sample excitation and direct sample excitation. The factor fexc represents the fraction of excitation light transmitted by the filter. The filter's light transmission at 355 nm was determined through measurement of the lamp excitation beam at 355 nm with 1 nm excitation and emission slit settings at an 0.1 nm resolution in both the presence and absence of the filter. A light transmission factor, calculated from the ratio of the integrated spectra of filtered to unfiltered light, was found to be 0.160 at 355 nm (FIG. 7). The integrated sphere setup used for these experiments was benchmarked using quinine sulfate as a standard (literature value: Φ=0.54). Quinine sulfate standards (Sigma-Aldrich) were prepped as dilute solutions (peak absorption ˜0.05) in 50 mM H2SO4. Five independent determinations gave Φ=0.557±0.046 (8.2% error). Samples were made such that the particle scattering intensity at 500 nm was ˜0.3 and the ligand absorption intensity at 355 nm fell in the approximate range of 0.01-0.07 (after subtracting light scatter contributions to the scatter intensity by using the ligand-free nanoparticles as a baseline).

Instrument parameters were as follows: Eu emission spectra were collected using 1 nm slits for both excitation and emission, under 355 nm sample excitation and a 550-750 nm observation window at 1 nm spectral resolution. Quinine sulfate spectra were acquired similarly, with a 365-600 nm emission range. Lamp spectra at 355 nm were collected using both emission and excitation slits of 1 nm, an observation window from 350-358 nm, and 0.05 nm resolution. All spectra for quantum yield calculations were collected using 4.0 s signal integration times.

Corrections for quantum yield luminescence spectra consisted of two types: the subtraction of residual solvent autoluminescence and a response adjustment for any wavelength-dependent light transmission bias of the sphere. Subtractive corrections were done through acquisition of luminescence spectra using pure ethanol using the same excitation parameters as for the sample.

Spectral adjustments for wavelength-dependent response of the sphere were determined by measuring the luminescence spectra of either quinine sulfate (400-600 nm) or fluorescein isothiocyanate (FITC, Sigma-Aldrich) from 600-710 nm both inside and outside the integrated sphere. An empirical function describing the integrated sphere's light transmission response, r(λ), was then derived from the following relation:

r ( λ ) = S NoSphere ( λ ) S sphere ( λ ) ,
where S is the luminescence spectrum of quinine sulfate or FITC. Integrated sphere luminescence spectra were then corrected for sphere response through multiplication by r(λ).

Integrated Spectra for Quantum Yields

Lamp integrals (La, Lb, Lc) represent values before filter factor (0.16) adjustment. Luminescence integrals (Pb, Pc) are determined from the background-corrected and sphere bias-corrected spectra.

NaGdF4:Eu-343 (5% Doped) Samples In Ethanol
Batch 1:
Ligand A355 = 0.01
Dataset Integral
1 Ph 11275.5496614
2 Pc 3700690.3096
3 La 1979313857.93
4 Lb 1909195565.21
5 Le 1817731869.62
QY = .0389
Batch 2:
Ligand A355 = 0.07
Dataset Integral
1 Pb 2096382.601
2 Pc 7794295.83645
3 La 335337401.589
4 Lb 318251456.084
5 Lc 286394603.712
QY = .0282
Batch 3:
Ligand A355 = 0.04
Dataset Integral
1 Ph 425023.573935
2 Pc 6076751.62817
3 La 335405788.309
4 Lb 317894667.62
5 Lc 289363162.917
QY = .0302
Average QY QY std. Dev.
0.0327 0.0057

A method of producing two-photon emission is provided in the present example. One provides a collection of nanoparticles in a layer. The nanoparticles include a 3,4,3-LI(1,2-HOPO) ligand coating on the outside shell of the nanoparticles. The shell contains a single lanthanide dopant and coats a core, which contains the same lanthanide element in addition to the particular lanthanide, Yb. One then irradiates the 3,4,3-LI(1,2-HOPO). This results in transferring energy from 3,4,3-LI(1,2-HOPO) to the second lanthanide located in the shell, which in turn transfers energy from the second lanthanide to the first lanthanide, located in the core, which in turn transfers energy from the first lanthanide to Yb, which is also in the core. Yb in turn emits two photons for each photon that excited 3,4,3-LI(1,2-HOPO). The first and second lanthanide are the same type of lanthanide. Yb emission occurs at wavelengths between 950 and 1100 nm, wavelengths where silicon solar cell power generation efficiency is highest.

A method of providing electricity is provided in the present example. One first provides a photovoltaic cell comprising a lanthanide nanocrystal that comprises NaGd1-xEuxF4, where x is between 0 and 1. The lanthanide nanocrystals are coated with 3,4,3-LI(1,2-HOPO). One then illuminates the 3,4,3-LI(1,2-HOPO) ligand on the nanocrystals with UV radiation such that the ligand absorbs energy in the UV spectrum. Energy is transferred to NaGd1-xEuxF4, and is emitted onto the photovoltaic cell at a wavelength that enhances the ability of the photovoltaic cell to generate electricity In the case of Eu, the emitted light is at wavelengths in the red portion of the light spectrum, between 580 and 720 nm.

This invention has been described herein to provide those skilled in the art with information relevant to apply the novel principles and to construct and use such specialized components as are required. However, it is to be understood that the invention can be carried out by different equipment, materials and devices, and that various modifications, both as to the equipment and operating procedures, can be accomplished without departing from the scope of the invention itself.

Abergel, Rebecca J., Agbo, Peter

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