A ball and socket joint for implanting in the body is provided wherein the socket portion of the joint can have various orientations with respect to the patient's anatomy, and the orientation used for a particular patient can be selected and/or changed in situ, that is, during or after implantation of the joint. In addition, the configuration of the joint, e.g., constrained versus semi-constrained, as well as the materials making up the socket portion of the joint, e.g., plastic versus metal, can be selected and/or changed in situ. The questions raised in reexamination request Nos. 90/004,732, filed Aug. 26, 1997 and 90/005,596, filed Jun. 22, 1999, have been considered and the results are reflected in this reissue.
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0. 12. A prosthesis for implantation in a patient's body comprising:
a bearing for receiving the ball portion of a ball and socket joint; fixation means for attachment to a bony structure, said fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the fixation means in any one of a plurality of selectable orientations after the fixation means has been attached to the bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the fixation means, said means for securing comprising bayonet spaces and lugs; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said fixation means in such a preferred orientation after said fixation means has been attached to the bony structure.
0. 14. A prosthesis for implantation in a patient's body comprising:
a bearing for receiving the ball portion of a ball and socket joint; fixation means for attachment to a bony structure, said fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the fixation means in any one of a plurality of selectable orientations after the fixation means has been attached to the bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the fixation means; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said fixation means in such a preferred orientation after said fixation means has been attached to the bony structure, the bearing including a lip to restrain dislocations of the ball from the bearing, the orientation of said lip with respect to the anatomy of the patient's body making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations.
0. 9. A ball and socket joint for implantation in a patient's body comprising a ball portion and a socket portion,
the ball portion including: a ball; and first fixation means for attachment to a first bony structure, said fixation means being connected to said ball; and the socket portion including: a bearing for receiving the ball; second fixation means for attachment to a second bony structure, said second fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the second fixation means in any one of a plurality of selectable orientations after the second fixation means has been attached to the second bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the second fixation means, said means for securing comprising bayonet spaces and lugs; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said second fixation means in such a preferred orientation after said second fixation means has been attached to the second bony structure.
5. A prosthesis for implantation in a patient's body comprising:
a bearing for receiving having an inner bearing surface configured to receive and surround a portion of the ball portion of a ball and socket joint, said ball being connected to a neck element and the ball in combination with the neck element being free to move within the bearing in a plurality of directions in the assembled joint; fixation means for attachment to a bony structure, said fixation means having a cavity for receiving the bearing, said cavity having an opening defining a first plane through which the bearing enters the cavity; and means for securing the bearing to the fixation means in any one of a plurality of selectable orientations after the fixation means has been attached to the bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the first plane defined by the opening of the cavity of the fixation means ; the bearing being having a configuration which is non-symmetric with regard to rotation about said axis and such that, in the assembled joint, the angular range of motion of the ball with the neck element within the bearing relative to the axis is smaller in at least one first direction than in at least one other direction, said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said fixation means in such a preferred orientation after said fixation means has been attached to the bony structure.
0. 11. A ball and socket joint for implantation in a patient's body comprising a ball portion and a socket portion,
the ball portion including: a ball; and first fixation means for attachment to a first bony structure, said fixation means being connected to said ball; and the socket portion including: a bearing for receiving the ball; second fixation means for attachment to a second bony structure, said second fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the second fixation means in any one of a plurality of selectable orientations after the second fixation means has been attached to the second bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the second fixation means; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said second fixation means in such a preferred orientation after said second fixation means has been attached to the second bony structure, the bearing including a lip to restrain dislocations of the ball from the bearing, the orientation of said lip with respect to the anatomy of the patient's body making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations.
0. 13. A prosthesis for implantation in a patient's body comprising:
a bearing for receiving the ball portion of a ball and socket joint; fixation means for attachment to a bony structure, said fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the fixation means in any one of a plurality of selectable orientations after the fixation means has been attached to the bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the fixation means; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said fixation means in such a preferred orientation after said fixation means has been attached to the bony structure, the means for securing including two coaxial pin members and the bearing including two coaxial cylindrical surfaces which receive the pin members, the pin members and the cylindrical surfaces allowing the bearing to rotate within the cavity of the fixation means about a single axis, said single axis being orthogonal to the axis which defines the plurality of selectable angular orientations, the orientation of the single axis with respect to the anatomy of the patient's body making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations.
1. A ball and socket joint for implantation in a patient's body comprising a ball portion and a socket portion,
the ball portion including: a ball; and first fixation means for attachment to a first bony structure, said fixation means being connected to said ball by a neck element; and the socket portion including: a bearing for receiving having an inner bearing surface configured to receive and surround a portion of the ball wherein the ball in combination with the neck element are free to move within the bearing in a plurality of directions; second fixation means for attachment to a second bony structure, said second fixation means having a cavity for receiving the bearing, said cavity having an opening defining a first plane through which the bearing enters the cavity; and means for securing the bearing to the second fixation means in any one of a plurality of selectable orientations after the second fixation means has been attached to the second bony structure, said plurality of selectable orientations being angularly displace displaced from one another about an axis which is perpendicular to the first plane defined by the opening of the cavity of the second fixation means ; the bearing being having a configuration which is non-symmetric with regard to rotation about said axis and such that the angular range of motion of the ball with the neck element within the bearing relative to the axis is smaller in at least one first direction than in at least one other direction, said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said second fixation means in such a preferred orientation after said second fixation means has been attached to the second bony structure.
0. 10. A ball and socket joint for implantation in a patient's body comprising a ball portion and a socket portion,
the ball portion including: a ball; and first fixation means for attachment to a first bony structure, said fixation means being connected to said ball; and the socket portion including: a bearing for receiving the ball; second fixation means for attachment to a second bony structure, said second fixation means having a cavity for receiving the bearing, said cavity having an opening defining a plane through which the bearing enters the cavity; and means for securing the bearing to the second fixation means in any one of a plurality of selectable orientations after the second fixation means has been attached to the second bony structure, said plurality of selectable orientations being angularly displaced from one another about an axis which is perpendicular to the plane defined by the opening of the cavity of the second fixation means; the bearing being non-symmetric with regard to rotation about said axis and said lack of symmetry making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations, said means for securing allowing said bearing to be secured to said second fixation means in such a preferred orientation after said second fixation means has been attached to the second bony structure, the means for securing including two coaxial pin members and the bearing including two coaxial cylindrical surfaces which receive the pin members, the pin members and the cylindrical surfaces allowing the bearing to rotate within the cavity of the second fixation means about a single axis, said single axis being orthogonal to the axis which defines the plurality of selectable angular orientations, the orientation of the single axis with respect to the anatomy of the patient's body making at least one of the selectable angular orientations of the bearing more preferred for physiological reasons than others of said angular orientations.
2. The ball and socket joint of
3. The ball and socket joint of
4. The ball and socket joint of
6. The prosthesis of
7. The prosthesis of
8. The prosthesis of
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This is a continuation-in-part of copending application Ser. No. 473,431, filed Mar. 8, 1983 no U.S. Pat. No. 4,642,123.
1. Field Of The Invention
This invention relates to artificial joints and in particular to artificial joints of the ball and socket type.
2. Description Of The Prior Art
As is well known in the art, artificial hip and shoulder joints conventionally employ ball and socket articulations. The socket is embedded in one bony structure, for example, the pelvis for a hip reconstruction. The ball is attached to an arm composed of a neck and a stem or shaft, the stem or shaft being embedded in another bony structure, for example, the femur for a hip reconstruction.
A number of methods are known for retaining the ball in the socket. In the most common method, referred to herein as the "semi-constrained" construction, the patient's own anatomy, i.e., his muscles, tendons and ligaments, are used to retain the ball within the socket. For this construction, a hemispherical socket typically is used which allows the ball and its attached arm the maximum amount of movement without contact of the arm with the edge of the socket. The surgeon, when installing such a semi-constrained joint, aligns the ball and socket as closely as possible with the patient's natural anatomy so that the patient's movements do not tend to dislocate the ball from the joint. As a general proposition, such precise alignment is easiest the first time an artificial joint is placed in a patient. Subsequent reconstructions are much more difficult to align because of deterioration of anatomical landmarks as a result of the first operation, the healing process after the operation and changes in the anatomy caused by the presence of the artificial joint.
In order to increase the inherent stability against dislocation of such semi-constrained constructions, it has become conventional to add a cylindrical portion to the hemispherical socket to make it deeper. Although the ball is not physically constrained by the socket by this adjustment, the ball does not have further to travel than if just a hemisphere had been used and thus some reduction in the propensity towards dislocation is achieved. Ball and socket joints of this type generally provide an arc or range of motion of approximately 115°C when a 28 mm diameter sphere is used and the socket is made a few millimeters deeper than a hemisphere. Larger ranges of motion can be obtained by keeping the size of the arm attached to the ball constant and increasing the diameter of the ball. In this way, the angular extent of the arm relative to the ball becomes smaller. In the limit, if the ball could be made progressively larger and larger, a range of motion of 180°C could be achieved. In practice, however, the largest sphere in common use in artificial joints, and in particular artificial hip joints, has a diameter of 32 mm and provides a range of motion of approximately 120°C. It should be noted however, that such larger sphere sizes are not universally favored because frictional torque increases with diameter.
A recent study by the Mayo clinic, which appeared in December, 1982 edition of The Journal of Bone and Joint Surgery, reported a dislocation frequency of 3.2% for 10,500 hip joint implant procedures using the semi-constrained construction. Such dislocations essentially make the patient immobile and can necessitate a second operation. As discussed above, the critical alignment required for the semi-constrained construction is even more difficult to achieve when a second implantation is performed. Accordingly, even higher dislocation frequencies are encountered for second and subsequent implantations.
An alternative to the semi-constrained construction is the construction wherein the ball is physically constrained within the socket. In this construction, a spherically-shaped bearing surrounds the ball and serves as the socket. The bearing is attached to a fixation element which is embedded in, for example, the patient's pelvic bone. The bearing encompasses more than one-half of the ball and thus constrains the ball and its attached arm from dislocation.
The bearing is typically made from plastic, such as ultra-high molecular weight polyethylene (UHMWPE), or metal. For plastic bearings, the ball and bearing are usually assembled by forcing the bearing over the ball. The more of the ball which is encompassed by the bearing, the greater the required assembly force, and the greater the constraining force to prevent postoperative dislocation of the joint. In addition, the more that the bearing encompasses the ball, the smaller the range of motion for the ball prior to contact of the bearing with the arm attached to the ball.
An example of a constrained artificial joint employing a plastic bearing is shown in Noiles, U.S. Pat. No. 3,996,625. As can be seen in
With reference now to the drawings, wherein like reference characters designate like or corresponding parts throughout the several views, there is shown in
In the plane passing through the lines P--P in
Owing to the resilience and elasticity of the plastic material of socket bearing 12, socket bearing 12 can be snapped over ball 10. The amount of interference between the equator of the ball and socket bearing 12 depends on the angular extent of the bearing's opening in the plane passing through the lines S--S in FIG. 2. the The amount of interference should be such as will cause an elastic deformation of socket bearing 12 while the bearing is being assembled over the ball 10. To aid in assembly, socket bearing 12 can be heated to a non-destructive temperature (for example 70°C-80°C C. for UHMWPE). Plastic in general, and UHMWPE in particular, has a large coefficient of thermal expansion and such thermal expansion due to heating significantly aids in assembly.
As shown in
A step midway in the process of assembly is schematically shown in
When bearing 12 has been rotated sufficiently for protuberance 28 adjacent rim 46 to reach recess 38, protuberance 28 expands to resist rotation in the reverse direction and thereby resist disassembly of the ball and socket joint 20 unless a tool is inserted into recess 38 to again compress protuberance 28 as rotation in the disassembly direction is started.
The assembled joint is shown in
To achieve this same range of motion in the plane through lines S--S in
Normally, until neck 16 reaches the rim of socket bearing 12, socket bearing 12 will remain stationary relative to cup 14. This is so because frictional torque is the product of friction force times the distance from the center of rotation. Given similar materials, finish and geometric accuracy, so that the coefficient of friction for ball 10 and cup 14 against bearing 12 are equal, the frictional force on inner surface 21 will be the same as that on outer surface 22 when ball 10 rotates within cup 14, because the load transmitted across the two bearing surfaces is the same. Since the radius to the outer surface 22 is the greater, the frictional torque at the outer surface will be greater and thus motion will occur along surface 21 rather than surface 22.
For major oscillation of ball 10 and neck 16 in the plane through lines P--P in
As described above, bearing 12 constrains ball 10 from dislocation. Further, socket bearing 12 is constrained within cup 14 by cylindrical surfaces 24 being journaled by the stub half pins 34 in all positions of bearing 12 as bearing 12 moves to allow arm 30 to move through angle A'. In the complete assembly 20, the constraint against dislocation of ball 10 by deformation of plastic bearing 12 is greater in magnitude than the force required to assemble bearing 12 over ball 10 because, in addition to the fact that the assembly operates at the body temperature of 37°C C., the bearing 12 is now itself constrained against the deflection of dislocation by being captured within metal cup 14.
With the embodiment shown in
An embodiment of the present invention similar to that shown in
Projection 50, in combination with aperture 13 formed in outer surface 22 of bearing member 12, serves to constrain the rotation of bearing 12 so as to prevent the bearing from being rotated out of the spherical cavity once the joint is assembled and to limit the rotation of the bearing so as to keep neck 16 just out of contact with the rim of ring 74, e.g., on the order of a half a millimeter above the rim. In particular, bearing 12 can rotate only to the point where polar pin 50 and one of the end walls 52 or 54 of aperture 13 are in engagement. As discussed below, this constrained condition for bearing 12 occurs automatically as the joint is assembled without any additional assembly steps. Also, the constraining of socket bearing 12 within the joint is accomplished irrespective of the angular orientation chosen for retaining ring 74 with respect to body portion 64 of cup 14.
Aperture 13 has a long axis parallel to side walls 56 and 58 and a short axis at 90°C to side walls 56 and 58. The angular extent of aperture 13 along its short axis is sufficient to accommodate polar pin 50. The angular extent of aperture 13 along its long axis determines the range of motion of socket bearing 12. As discussed above, a particularly preferred range motion for bearing 12 is one in which neck 16 is kept just out of contact with ring 74. In this case, as shown in
Similar relationships can be derived for other desired ranges of motion for socket bearing 12.
The placement of pin 50 at the pole of the spherical cavity formed by surfaces 72 and 76 allows retaining ring 74 to be inserted into body portion 64 of cup 14 in any of the possible orientations provided by the mating of bayonet lugs 78 with bayonet lugs 70. That is, once socket bearing 12 is rotated about stub pins 34 until at least some portion of aperture 13 is located over the central axis of ring 74, ring 74 can be mated with body portion 64 in any of their possible relative orientations, because, for each of those orientations, aperture 13 will slip over projection 50. Since placing aperture 13 about pin 50 results in the restraining of bearing 12 in cup 14 without any further action by the surgeon, it can be seen that assembly of the joint automatically produced the desired restraining function.
A typical sequence of steps for implanting the prosthesis of the embodiment shown in
For hip joints, the possibility of a number of orientations for the axis of rotation of bearing 12 is used to place that axis in an orientation in which the greater required range of motion is aligned approximately with axis P--P. For example, the axis of rotation can be oriented upward in the forward direction to achieve this result. In this way, almost all of the highly repetitive lead load bearing motions of the joint will occur along or close to this axis. As discussed above, motions along or near to the axis of rotation of bearing 12 consist primarily of ball 10 moving in bearing 12, rather than bearing 12 moving in cup 14. As also discussed above, the frictional torques involved further favor movement of ball 10 in bearing 12. Accordingly, by placing the axis of rotation of bearing 12 in a favorable orientation, most repetitive motion will occur by movement of ball 10. This is an important advantage because it means that the joint will have low friction in that friction increases with the diameter of the moving member and ball 10 has a smaller diameter than bearing 12. Put another way, by orienting the axis of rotation of the bearing 12 in the manner described above, the joint of the present invention for the great majority of motions of the patient's limb exhibits the frictional behavior of a small ball, e.g., a 28 mm ball, while providing a range of motion corresponding to a large ball, e.g., a 42 mm ball.
Screws 94 having screw heads 96 are conveniently used both to lock lugs 70 and 78 in place and to prevent socket bearing 12 from rotating back out of retaining ring 74. Screw heads 96 ride in groove 86 and engage shoulders 88 when socket bearing 12 has been moved through its full range of motion about stub pins 34. Lugs 70 and 78 have appropriate openings 100 and 98, respectively, to receive screws 94 and allow the screws to be engaged with, in this case, threaded screw holes 102. Although only two openings 100 and two threaded screw holes 102 are shown in
As shown in
A further embodiment of the present invention is shown in
In
FIGS. 14 and 21-23 show embodiments of bearing 12 which do not physically contrain constrain ball 10. For these embodiments, inner surface 21 of bearing 12 has a cylindrical shape 108 beyond its equator. This provides a semiconstrained type of construction having a greater depth than presently available. Such a bearing can be used with the other components of the present invention to provide the advantages, discussed above, of (1) producing a wider range of motion, e.g., on the order of 135°C, and (2) providing a level of friction characteristic of a small ball for the majority of the motions of the patient's limb.
The constructions of
More particularly,
Assembly of a completed joint using this bearing is accomplished as follows. First, bearing 12 is forced over ball 10 and band 120 is forced over the bearing's rim 118. If the ball portion of the joint has already been implanted in the patient, band 120 must be placed over ball 10 before bearing is mounted onto the ball. The sub-assembly of ball 10, bearing 12 and reinforcing band 120 is then inserted into body 64 in any of the several angular positions the bayonet lug fittings will permit. Polar pin 50 is received in recess 126 during this process. Since the bearing of
To prevent such wearing due to relative movement, the joint of
To prevent wedge 136 from working loose over time, bone screw 83 can be used to engage the head of the wedge as shown in FIG. 34. So that the wedge can easily be removed, e.g., during replacement of the bearing by a different type of bearing, the underside of head 148 can be cambered so that the wedge can readily be pried away from the bearing. Because the wedging process causes the bearing halves 132 to move away from each other by pivoting about their point of contact opposite the location of the wedge, the interior surfaces of the bearing halves can be contoured so that a spherical surface is formed only after the outward movement of the bearing halves. Alternatively, the interior surfaces can be made spherical since the slight amount of play between ball 10 and bearing 12 caused by the wedging process can normally be tolerated in the completed joint.
As can be seen most clearly in
The nine joint configurations shown in
From the foregoing, it is evident that the present invention provides a constrained ball and socket joint which has a range of motion greater than that generally available in artificial joints whether of the constrained or semi-constrained type. Moreover, the present invention provides an artificial joint which can be oriented in the patient to provide low friction movement of a ball of relatively small diameter for most of the patient's repetitive activities. The limiting factor in providing the increased range of motion is the outside diameter of the bearing. Accordingly, within anatomical limits, it is advantageous for the bearing outside diameter to be as large as possible.
The increased range of motion provided by the present invention allows the patient to move his limb further than heretofore possible in constrained joints without the arm of the prosthesis impinging on the edge of the bearing. Accordingly, there is less likelihood of dislocation when plastic bearings are used or disruption of the bond between the fixation element and the bone to which it is attached when metal bearings are used. Moreover, when the range of motion of the present joint is greater than the patient can take advantage of, the surgeon is afforded greater latitude for variation in the orientation of the prosthetic components with respect to the patient's anatomy without the hazard of impingement.
In addition to these orientability and range of motion aspects, the present invention, by providing interchangeable sockets, also gives the surgeon the ability to select the most appropriate prosthesis for the patient's specific requirements both during the initial operation and, if necessary, during re-operations. As demonstrated by the examples described above, the surgeon, in accordance with the present invention, has a diverse family of ball and socket joints to choose from extending from semi-constrained, fixed bearings made of plastic through constrained, rotating bearings made of metal, as well as a variety of configurations in between. This choice plainly permits a better match between the requirements of the patient and the capabilities of the prosthesis.
Numerous modifications and variations of the present invention are possible in light of the above teachings. For example, ball 10, socket bearing 12 and retaining ring 74 can be provided to the surgeon as a unit, rather than being assembled at the surgical site. Also, metal socket bearings can be used with one piece cups, such as cup 14 shown in
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