Methods and apparatus are provided for a user equipment (UE) configured to have multiple cells in a downlink (DL) of a Time Division Duplex (TDD) communication system so as to determine a power of an acknowledgement signal that the UE transmits in a control channel and to determine a number of acknowledgement information bits that the UE multiplexes with data information bits in a data channel. A transmission power of the control signal is determined based on DL assignment Index (DAI) Information Elements (IEs) in DL scheduling assignments (SAs) that the UE detects through multiple transmission time intervals and through the multiple configured DL cells. The number of acknowledgement information bits in the data channel is determined based on a DAI IE of an uplink (ul) SA associated with the transmission of the data channel.
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11. A method for wireless communication, the method comprising:
transmitting, to a user equipment (UE), at least one transport block (TB) within a bundling window in a cell among multiple configured cells; and
receiving acknowledgement bits on at least one of a physical uplink shared channel (pusch) and a physical uplink control channel (pucch),
wherein the received acknowledgement bits are generated in response to the transmitted at least one TB based on one of an uplink (ul) downlink assignment index (DAI) value of a transmitted ul scheduling assignment (SA) for the pusch when the ul SA for the pusch is transmitted and a number of the multiple configured cells when the ul SA for the pusch is not transmitted.
1. A method for wireless communication, the method comprising:
receiving at least one transport block (TB) within a bundling window in a cell among multiple configured cells;
generating acknowledgement bits in response to the received at least one TB based on an uplink (ul) downlink assignment index (DAI) value of a received ul scheduling assignment (SA) for a physical uplink shared channel (pusch) when the ul SA for the pusch is received;
generating acknowledgement bits in response to the received at least one TB based on a number of the multiple configured cells when the ul SA for the pusch is not received; and
transmitting the generated acknowledgement bits on at least one of the pusch and a physical uplink control channel (pucch).
16. A base station apparatus for wireless communication, the apparatus comprising:
a transceiver configured to:
transmit, to a user equipment (UE), at least one transport block (TB) within a bundling window in a cell among multiple configured cells, and
receive acknowledgement bits on at least one of a physical uplink shared channel (pusch) and a physical uplink control channel (pucch),
wherein the received acknowledgement bits are generated in response to the transmitted at least one TB based on one of an uplink (ul) downlink assignment index (DAI) value of a transmitted ul scheduling assignment (SA) for the pusch when the ul SA for the pusch is transmitted and a number of the multiple configured cells when the ul SA for the pusch is not transmitted.
6. A user equipment (UE) apparatus for wireless communication, the apparatus comprising:
a transceiver configured to receive at least one transport block (TB) within a bundling window in a cell among multiple configured cells; and
at least one processor configured to:
generate acknowledgement bits in response to the received at least one TB based on an uplink (ul) downlink assignment index (DAI) value of a received ul scheduling assignment (SA) for a physical uplink shared channel (pusch) when the ul SA for the pusch is received, and
generate acknowledgement bits in response to the received at least one TB based on a number of the multiple configured cells when the ul SA for the pusch is not received,
wherein the transceiver is further configured to transmit the generated acknowledgement bits on at least one of the pusch and a physical uplink control channel (pucch).
0. 21. A method performed by a user equipment (UE) to determine a physical uplink control channel (pucch) transmission power for transmitting hybrid automatic repeat request-acknowledgement (harq-ACK) information bits in a communication system, the method comprising:
determining a number of harq-ACK information bits for receptions of physical downlink shared channels (PDSCHs) associated with downlink control information (dci) formats in physical downlink control channels (PDCCHs) over a number of pdcch monitoring occasions for a cell;
determining a pucch transmission power based on the number of harq-ACK information bits; and
transmitting a pucch with the harq-ACK information bits using the pucch transmission power,
wherein the number of harq-ACK information bits is determined based on a value of a downlink assignment index (DAI) in a last dci format that the UE detects for the cell and a total number of dci formats that the UE detects for the cell over the number of pdcch monitoring occasions.
0. 29. A user equipment (UE) to determine a physical uplink control channel (pucch) transmission power for transmitting hybrid automatic repeat request-acknowledgement (harq-ACK) information bits in a communication system, the UE comprising:
a processor configured to:
determine a number of harq-ACK information bits for receptions of physical downlink shared channels (PDSCHs) associated with downlink control information (dci) formats in physical downlink control channels (PDCCHs) over a number of pdcch monitoring occasions for a cell, and
determine a pucch transmission power based on the number of harq-ACK information bits; and
a transceiver configured to transmit a pucch with the harq-ACK information bits using the pucch transmission power,
wherein the number of harq-ACK information bits is determined based on a value of a downlink assignment index (DAI) in a last dci format that the UE detects for the cell and a total number of dci formats that the UE detects for the cell over the number of pdcch monitoring occasions.
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0. 22. The method of claim 21, wherein a dci format schedules PDSCH receptions for the cell.
0. 23. The method of claim 21, wherein a dci format indicates semi-persistent scheduling (SPS) PDSCH release for the cell.
0. 24. The method of claim 21, wherein the number of harq-ACK information bits is determined further based on a sum of a number of transport blocks that the UE receives in a PDSCH scheduled by a dci format that the UE detects in a pdcch monitoring occasion over the number of the pdcch monitoring occasions for the cell, in case that a spatial bundling of harq-ACK information bits is not applied.
0. 25. The method of claim 21, wherein the number of harq-ACK information bits is determined further based on a sum of a number of the dci formats that the UE detects in a pdcch monitoring occasion over the number of pdcch monitoring occasions for the cell, in case that a spatial bundling of harq-ACK information bits is applied.
0. 26. The method of claim 21, wherein the number of harq-ACK information bits is determined further based on a sum of a number of dci formats that the UE detects and indicate SPS PDSCH release in a pdcch monitoring occasion over the number of pdcch monitoring occasions for the cell.
0. 27. The method of claim 21,
wherein the number of harq-ACK information bits is determined further based on a value indicating a number of transport blocks in a PDSCH, and
wherein the value is a value of a higher layer parameter for the cell in case that a spatial bundling of harq-ACK information bits is not applied, and the value is 1 in case that the spatial bundling of harq-ACK information bits is applied.
0. 28. The method of claim 21, wherein the number of harq-ACK information bits is determined further based on a number of SPS PDSCH receptions.
0. 30. The UE of claim 29, wherein a dci format schedules PDSCH receptions for the cell.
0. 31. The UE of claim 29, wherein a dci format indicates semi-persistent scheduling (SPS) PDSCH release for the cell.
0. 32. The UE of claim 29, wherein the processor is further configured to determine the number of harq-ACK information bits based on a sum of a number of transport blocks that the UE receives in a PDSCH scheduled by a dci format that the UE detects in a pdcch monitoring occasion over the number of the pdcch monitoring occasions for the cell, in case that a spatial bundling of harq-ACK information bits is not applied.
0. 33. The UE of claim 29, wherein the processor is further configured to determine the number of harq-ACK information bits based on a sum of a number of the dci formats that the UE detects in a pdcch monitoring occasion over the number of pdcch monitoring occasions for the cell, in case that a spatial bundling of harq-ACK information bits is applied.
0. 34. The UE of claim 29, wherein the processor is further configured to determine the number of harq-ACK information bits based on a sum of a number of dci formats that the UE detects and indicate SPS PDSCH release in a pdcch monitoring occasion over the number of pdcch monitoring occasions for the cell.
0. 35. The UE of claim 29,
wherein the processor is further configured to determine the number of harq-ACK information bits based on a value indicating a number of transport blocks in a PDSCH, and
wherein the value is a value of a higher layer parameter for the cell in case that a spatial bundling of harq-ACK information bits is not applied, and the value is 1 in case that the spatial bundling of harq-ACK information bits is applied.
0. 36. The UE of claim 29, wherein the processor is further configured to determine the number of harq-ACK information bits based on a number of SPS PDSCH receptions.
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This application is a continuation application of a prior application Ser. No. 14/564,617, filed on Dec. 9, 2014, which issued as U.S. Pat. No. 9,019,872 on Apr. 28, 2015, which is a continuation of U.S. patent application Ser. No. 14/294,841, filed on Jun. 3, 2014, which issued as U.S. Pat. No. 8,908,574 on Dec. 9, 2014, which is a continuation of U.S. patent application Ser. No. 13/958,908, filed on Aug. 5, 2013, which issued as U.S. Pat. No. 8,780,870 on Jul. 15, 2014, which is a continuation of U.S. patent application Ser. No. 13/288,317, filed on Nov. 3, 2011, which issued as U.S. Pat. No. 8,520,560 on Aug. 27, 2013 in the U.S. Patent and Trademark Office, and which claimed the benefit under 35 U.S.C. § 119(e) of a U.S. Provisional application filed on Nov. 3, 2010 in the U.S. Patent and Trademark Office and assigned Ser. No. 61/409,662, the entire disclosure of each of which is hereby incorporated by reference.
1. Field of the Invention
The present invention is generally directed to a wireless communication systems and, more specifically, to the transmission of acknowledgement information in an uplink of a communication system.
2. Description of the Art
A communication system includes a DownLink (DL) that conveys transmission signals from a Base Station (BS), or NodeB, to User Equipment (UE) and an UpLink (UL) that transmits signals from UEs to the NodeB. A UE, also commonly referred to as a terminal or a mobile station, may be fixed or mobile and may be a wireless device, a cellular phone, a personal computer device, a mobile electronic device, or any other similar fixed or mobile electronic device. A NodeB is generally a fixed station and may also be referred to as an access point or some other equivalent terminology.
More specifically, the UL transmits data signals carrying information content, of control signals providing control information associated with the transmission of data signals in the DL, and of Reference Signals (RSs), which are commonly referred to as pilot signals. The DL also conveys transmissions of data signals, control signals, and RSs.
UL data signals are transmitted through a Physical Uplink Shared CHannel (PUSCH) and DL data signals are conveyed through a Physical Downlink Shared CHannel (PDSCH). In a case where a PUSCH transmission does not occur, a UE conveys UL Control Information (UCI) through a Physical Uplink Control CHannel (PUCCH). However, when a PUSCH transmission occurs, a UE may convey UCI together with data through the PUSCH.
DL control signals may be broadcast or sent in a manner that is UE-specific. Accordingly, UE-specific control channels can be used, among other purposes, to provide UEs with Scheduling Assignments (SAs) for PDSCH reception, or in other words, a DL SA, or a PUSCH transmission, or in other words, a UL SA. The SAs are transmitted from the NodeB to respective UEs using DL Control Information (DCI) formats through respective Physical DL Control CHannels (PDCCHs).
The NodeB may configure a UE through higher layer signaling, such as Radio Resource Control (RRC) signaling, a PDSCH and a PUSCH Transmission Mode (TM). The PDSCH TM or PUSCH TM is respectively associated with a DL SA or a UL SA and defines whether the respective PDSCH or PUSCH conveys one data Transport Block (TB) or two data TBs.
PDSCH or PUSCH transmissions are either scheduled to be assigned to a UE by the NodeB through higher layer signaling or through physical layer signaling, such as PDCCH signaling, using a respective DL SA or UL SA, or correspond to non-adaptive retransmissions for a given Hybrid Automatic Repeat reQuest (HARQ) process. Scheduling by higher layer signaling is referred to as Semi-Persistent Scheduling (SPS), and scheduling by PDCCH is referred to as dynamic scheduling. A PDCCH may also be used to release a SPS PDSCH or a SPS PDSCH. If a UE misses a PDCCH, or in other words, fails to detect a PDCCH, it also misses the associated PDSCH or PUSCH. This event will be referred to as a Discontinuous Transmission (DTX).
The UCI includes ACKnowledgment (ACK) information associated with a HARQ process, i.e., a HARQ-ACK. The HARQ-ACK information may consist of multiple bits corresponding to positive ACKs for TBs the UE correctly received or negative acknowledgements (NACKs) for TBs the UE incorrectly received. In a case where a UE does not receive a TB, it may transmit a DTX, which includes tri-state HARQ-ACK information, or both the absence and the incorrect reception of a TB can be represented by a NACK (in a combined NACK/DTX state). One consequence of a UE not conveying a DTX to the NodeB is that Incremental Redundancy (IR) cannot be used for its HARQ process. This leads to throughput loss. Another consequence is that PDCCH power control, based on DTX feedback, is not possible.
In Time Division Duplex (TDD) systems, DL and UL transmissions occur in different Transmission Time Intervals (TTIs) which are referred to as subframes. For example, in a frame comprising of 10 subframes, some subframes may be used for DL transmissions and some may be used for UL transmissions.
Referring to
The number of DL subframes and the number of UL subframes per frame can be different from each other and multiple DL subframes may be associated with a single UL subframe. The association between the multiple DL subframes and the single UL subframe is in the sense that HARQ-ACK information of bits generated in response to PDSCH receptions (which are data TBs) in the multiple DL subframes needs to be transmitted in the single UL subframe. This number of DL subframes is referred to as the bundling window and, in the example of
One method for a UE to convey HARQ-ACK information in a single UL subframe, in response to receiving PDSCHs in multiple DL subframes, is HARQ-ACK bundling where the UE transmits an ACK only if it correctly receives all data TBs, otherwise, the UE transmits a NACK. Therefore, HARQ-ACK bundling results in unnecessary retransmissions and reduced DL throughput as a NACK is transmitted even when a UE incorrectly receives only one data TB and correctly receives all other data TBs.
Another method for a UE to convey HARQ-ACK information in a single UL subframe, in response to receiving data TBs in multiple DL subframes, is HARQ-ACK multiplexing, which is based on PUCCH resource selection.
Yet another method for a UE to convey HARQ-ACK information in a single UL subframe, in response receiving data TBs in multiple DL subframes, is joint coding of the HARQ-ACK bits using, for example, a block code such as the Reed-Mueller (RM) code, which will be described below. The primary focus of the descriptions herein is on joint coding of HARQ-ACK bits. Although the transmission of HARQ-ACK information was described for brevity only for a PUCCH, the coding method is fundamentally the same for transmission in a PUSCH.
If a PDSCH conveys one TB, the respective HARQ-ACK information consists of one bit which is encoded as a binary ‘1’ if the TB is correctly received, such that the binary ‘1’ indicates an ACK, and is encoded as a binary ‘0’ if the TB is incorrectly received, such that the binary ‘0’ indicates a NACK. If a PDSCH conveys two TBs, in accordance with the Single User-Multiple Input Multiple Output (SU-MIMO) transmission method with a rank higher than one, the HARQ-ACK information consists of two bits [o0ACK o1ACK] with o0ACK corresponding to the first TB and o1ACK corresponding to the second TB. If a UE applies bundling in the spatial domain, it generates only one HARQ-ACK bit. The transmission of one HARQ-ACK bit may use repetition coding and the transmission of two HARQ-ACK bits may use a (3, 2) simplex code.
Referring to
The last subframe symbol may be used for transmitting a Sounding RS (SRS) 260 from one or more UEs. The SRS provides the NodeB an estimate of the channel medium the respective UE experiences over the SRS transmission BW. The NodeB configures to each UE the SRS transmission parameters through higher layer signaling such as RRC signaling. The number of subframe symbols available for data transmission is NsymbPUSCH=2·(NsymbUL−1)−NSRS, where NSRS=1 if the last subframe symbol is used for SRS transmission and NSRS=0 otherwise.
Each RS or SRS is assumed to be constructed using a Constant Amplitude Zero Auto-Correlation (CAZAC) sequence. Orthogonal multiplexing of CAZAC sequences can be achieved by applying different Cyclic Shifts (CSs) to the same CAZAC sequence.
Referring to
The PUSCH transmission is assumed to be over a single cluster 395A or over multiple clusters 395B of contiguous REs in accordance to the DFT Spread Orthogonal Frequency Division Multiple (DFT-S-OFDM) method for signal transmission.
Referring to
Assuming for simplicity that the PUSCH conveys a single data TB, for HARQ-ACK transmission in a PUSCH a UE determines the respective number of encoded HARQ-ACK symbols as shown in Equation (1)
In Equation (1), OHARQ-ACK is a number of HARQ-ACK information bits, also referred to as a HARQ-ACK payload, βoffsetHARQ-ACK is a parameter that the NodeB conveys to the UE through higher layer signaling, Qm is a number of data information bits per modulation symbol (Qm=2, 4, 6 for Quadrature Phase Shift Keying (QPSK), Quadrature Amplitude Modulation (QAM) 16, QAM64, respectively), R is a data code rate of an initial PUSCH transmission for the same TB, MscPUSCH is a PUSCH transmission BW in a current subframe, and ┌ ┐ is the ceiling function that rounds a number to a next integer.
The data code rate is defined as shown in Equation (2)
In Equation (2), CB is a total number of data code blocks, Kr is a number of bits for a data code block number r, NsymbPUSCH-initial is a number of subframe symbols for the initial PUSCH transmission of the same TB and MscPUSCH-initial is a number of respective REs for the PUSCH transmission BW. The maximum number of encoded HARQ-ACK symbols is limited to the number of REs in 4 DFT-S-OFDM symbols (4·MscPUSCH) which may be located in the two subframe symbols adjacent to the RS in each of the two subframe slots, as shown in
Referring to
As the previous operations are linear, their relative order may be inter-changed. Because the PUCCH transmission is assumed to be in one PRB which consists of NscRB=12 REs, there are 24 encoded HARQ-ACK bits transmitted in each slot (which includes 12 HARQ-ACK QPSK symbols) and a (32, OHARQ-ACK) RM code is punctured into a (24, OHARQ-ACK) RM code. The same or different HARQ-ACK bits may be transmitted in the second subframe slot. A RS is also transmitted in each slot to enable coherent demodulation of the HARQ-ACK signals. The RS is constructed from a CAZAC sequence 570, having a length of 12, which is passed through an IFFT 580 and mapped to another DFT-S-OFDM symbol 590.
The PUCCH structure of
Referring to
Referring to
In TDD systems, as a UE needs to transmit HARQ-ACK information corresponding to potential TB receptions over multiple DL subframes, a DL Assignment Index (DAI) Information Element (IE), or DL DAI IE, VDAIDL, is included in each DL SA in order to assist the UE in determining there is a HARQ-ACK payload it should convey in a PUCCH. As the NodeB cannot predict whether there will be a DL SA for a given UE in future DL subframes, the VDAIDL is a relative counter which is incremented in each DL SA transmitted to a UE and starts from the beginning after the DL subframe is linked to the UL subframe of the HARQ-ACK signal transmission. Then, if the last DL SA is missed by the UE, the incorrect HARQ-ACK payload is transmitted which may cause incorrect understanding of at least some of the HARQ-ACK bits at the NodeB. In all following descriptions, the DL DAI IE is assumed to consist of 2 bits with the values of “00”, “01”, “10”, “11” respectively indicating VDAIDL=1, VDAIDL=2, VDAIDL=3, and VDAIDL=4.
Referring to
If a UE does not detect a DL SA transmitted by the NodeB in a subframe other than the last one in a bundling window and detects a DL SA transmitted in a subsequent subframe in the same bundling window, it can infer from the DL DAI IE value of the latter DL SA the number of previous DL SAs it has missed. The total number of DL SAs a UE detects in a bundling window is denoted by UDAI. Therefore, a UE can know that it missed VDAI, lastDL−UDAI DL SAs where VDAI, lastDL is the DL DAI IE value in the last DL SA that the UE detects in a bundling window. The actual number of DL SAs the UE may actually miss can be larger than VDAI, lastDL−UDAI. This happens if the UE misses DL SAs after the last DL SA that it detects.
If a UE has a PUSCH transmission in an UL subframe where it also transmits HARQ-ACK information, the UE may transmit the HARQ-ACK information in the PUSCH. In order to avoid error cases where the UE has missed the last DL SA and in order to ensure the same understanding between the NodeB and the UE for the HARQ-ACK payload the UE transmits in the PUSCH, a DAI IE is also included in the UL SA so that there is an UL DAI IE to indicate the HARQ-ACK payload. If the PUSCH transmission is not associated with a UL SA, a UE assumes that there is a DL SA in every DL subframe in the bundling window.
As for the DL DAI IE, the UL DAI IE value VDAIUL is also assumed to be represented by 2 bits with the values of “00”, “01”, “10”, “11” respectively indicating VDAIUL=1, VDAIUL=2, VDAIUL=3, and VDAIUL=4 or 0. The UL DAI IE bits “11” map to VDAIUL=4 if the UE detects at least one DL SA in the bundling window; otherwise, they map to VDAIUL=0. In a case where the bundling window is larger than 4 subframes, the UL DAI IE value of “00” is assumed to indicate VDAIUL=5 if 1<UDAI≤5 or VDAIUL=9 if UDAI>5. Similar, the UL DAI IE value of “01” is assumed to indicate VDAIUL=6 if 2<UDAI≤6, the UL DAI IE value of “10” is assumed to indicate VDAIUL=7 if 3<UDAI≤7, and the UL DAI IE value of “11” is assumed to indicate VDAIUL=8 if 4<UDAI≤8.
In order to increase peak data rates, the NodeB can configure a UE with Carrier Aggregation (CA) of multiple cells to provide higher operating BWs. For example, in order to support communication over 60 MHz to a UE, a CA of three cells of 20 MHz each can be used. Assuming that the PDSCH in each cell conveys different TBs, the UE generates separate HARQ-ACK information for the respective TBs it receives in each cell. This is similar to single-cell TDD operations, where the UE generates separate HARQ-ACK information for the respective TBs it receives in each DL subframe for which the HARQ-ACK transmission is in the same UL subframe.
The NodeB, using higher layer signaling, can configure a set of c cells to a UE and activate a subset of A cells (A≤C) for PDSCH reception in a subframe, using for example Medium Access Control (MAC) signaling, however a UE may not transmit or receive in inactive cells. If a PDSCH activating or deactivating configured cells is missed, the UE and the NodeB may have a different understanding of the active cells. Moreover, in order to maintain communication, one cell with a DL/UL pair always remains active and is referred to as a Primary cell (Pcell). PUCCH transmissions from a UE are assumed to be only in its Pcell and HARQ-ACK information is conveyed only in a single PUSCH.
Referring to
Alternate designs to the parallelization of the DL DAI design for PDSCH transmission in a single DL cell to multiple DL cells can be based on a joint DL DAI design across DL cells and DL subframes. For each DL subframe in the bundling window, the DL DAI counter operates first in the cell-domain before continuing to the next DL subframe in the bundling window.
Referring to
For a UE is configured for communication over multiple DL cells, the fundamental conditions to properly convey HARQ-ACK information to the NodeB remain the same as for single-cell communication. In other words, for transmission of an HARQ-ACK payload of OHARQ-ACK bits encoded with a (32, OHARQ-ACK) RM code in a PUSCH, the UE and the NodeB should have the same understanding of OHARQ-ACK. As the PUSCH transmission power is determined by assuming a data transmission and as the transmission powers of HARQ-ACK REs and data REs are the same, the HARQ-ACK reception reliability depends on the number of respective PUSCH REs which scales linearly with OHARQ-ACK as indicated in Equation (1). Therefore, whenever possible, OHARQ-ACK should not be a maximum value in order to avoid unnecessarily consuming PUSCH REs.
For HARQ-ACK transmission in a PUCCH, since a UE may miss some DL SAs, a common understanding for the HARQ-ACK payload between the UE and the NodeB is achieved only if the HARQ-ACK payload is always the maximum value of OHARQ-ACKmax=Nbundle·(C+C2) bits or, with spatial-domain bundling, OHARQ-ACKmax, bundle=Nbundle·C bits, where Nbundle is the size of the bundling window, C is the number of DL cells configured to the UE, and C2 is the number of configured DL cells where the UE is configured a PDSCH Transmission Mode (TM) conveying 2 TBs.
Using the maximum HARQ-ACK payload in a PUCCH does not create additional resource overhead. The UE may transmit a NACK or a DTX (in a case of tri-state HARQ-ACK information) for the TBs it did not receive, however, the NodeB already knows of the DL cells with no DL SA or PDSCH transmission to the UE and can use the knowledge that the UE transmits a NACK for each of those DL cells (a priori information) to improve the HARQ-ACK reception reliability. This is possible because a linear block code and QPSK are assumed to be used for the encoding and modulation of the HARQ-ACK bits, respectively, and the NodeB can consider as candidate HARQ-ACK codewords only the ones having a NACK (binary ‘0’) at the predetermined locations corresponding to cells without DL SA transmissions to the UE. Due to the implementation of the decoding process, the use of the a priori information would be impractical or impossible if a convolutional code or a turbo code was used for the encoding or if QAM was used for the modulation of the HARQ-ACK bits.
Although using the maximum HARQ-ACK payload for transmission in a PUCCH does not generate additional resource overhead, it often results in a larger transmission power than necessary for achieving the desired reception reliability. PUCCH transmissions with larger power than necessary increase UE power consumption and create additional interference degrading the reception reliability of signals transmitted by UEs in the same BW in other cells.
The PUCCH transmission power PPUCCH(i) in UL subframe i is assumed to be given as shown in equation (3), which is in units of decibels (dBs) per milliwatt (dBm).
PPUCCH(i)=min{PCMAX,c,h(nHARQ-ACK(i))+F(i)} Equation (3)
where PCMAX,c is the maximum allowed UE transmission power in its Pcell, h(nHARQ-ACK(i)) is a monotonically increasing function of the nHARQ-ACK(i) HARQ-ACK information bits the UE assumes it is transmitting, and F(i) is a general function capturing all other parameters affecting PPUCCH(i) in UL subframe i. However, the present invention is not limited to the exact expression of h(nHARQ-ACK(i)), for example, it may be determined as h(nHARQ-ACK(i))=α·10 log 10(nHARQ-ACK(i)), with α being a positive number, or h(nHARQ-ACK(i)) can be provided by a table indicating the transmission power as function of nHARQ-ACK(i). It is noted that the above expression does not account for possible multiplexing with the HARQ-ACK of additional information, such as a Service Request Indicator (SRI) used by a UE to indicate it has data to transmit. The key issue is for a UE to determine the proper nHARQ-ACK value. If nHARQ-ACK is too small the HARQ-ACK reception reliability is degraded. If nHARQ-ACK is too large, interference and UE battery consumption increase unnecessarily.
One possibility is for nHARQ-ACK(i) to be equal to the number of TBs the UE receives in a respective bundling window. This avoids excessive transmission power, but may underestimate the required transmission power as some DL SAs may be missed, thereby decreasing the HARQ-ACK reception reliability. Another possibility is to derive nHARQ-ACK(i) from the maximum HARQ-ACK payload as nHARQ-ACQ(i)=Nbundle·(C+C2). This ensures that the required HARQ-ACK reception reliability is always met, but will often result to the transmission power being excessively large. A variation of the second possibility is to consider only the number of activated cells A and the configured TM in each such cell. Then, nHARQ-ACQ(i)=Nbundle·(A+A2) where A2 is the number of activated cells with a configured TM conveying 2 TBs. However, excessive transmission power is again not avoided as not all active cells may transmit PDSCH to the UE in every DL subframe in the bundling window.
Therefore, there is a need to set the HARQ-ACK transmission power in a PUCCH while achieving the desired HARQ-ACK reception reliability in case of DL CA for a TDD system.
There is also a need to set the HARQ-ACK transmission power in the PUCCH while minimizing interference and UE power consumption in case of DL CA for a TDD system.
There is also a need to establish a common understanding between the UE and the NodeB about the correspondence between the HARQ-ACK information bits in the transmitted codeword and the respective cells and subframes in the case of a DL CA for a TDD system.
Finally, there is also a need to minimize the number of PUSCH REs allocated to HARQ-ACK transmission in case of DL CA for a TDD system.
Aspects of the present invention are to address at least the above-mentioned problems and/or disadvantages and to provide at least the advantages described below. Accordingly, an aspect of the present invention is to provide methods and apparatus for a UE operating in a TDD communication system and configured to have multiple DL cells to determine the HARQ-ACK payload for transmission in a PUSCH and the HARQ-ACK signal transmission power for transmission in a PUCCH while considering the presence and design of a DAI IE in DCI formats scheduling PDSCH receptions by the UE and the presence and design of a DAI IE in DCI formats scheduling PUSCH transmissions by the UE.
In accordance with an aspect of the present invention, a UE determines the transmission power of HARQ-ACK signal transmission in a PUCCH by determining a parameter that is the sum of two components. The first component is equal to a number of TBs received through all configured DL cells and through all DL subframes in the bundling window and does not depend on the transmission mode that the UE is configured to have for PUSCH reception in a respective DL cell. The second component is equal to a number of TBs that the UE did not receive but which it can identify as missed. The UE, using the DL DAI IE values in the DL SAs that it detects, can determine a number of PDSCH that the UE missed in each configured DL cell, although the UE may not necessarily determine all PDSCH that it missed. Then, depending on the respective configured PDSCH transmission mode in each configured DL cell, the UE identifies that it missed PDSCH, and thus, the UE computes a number of TBs assuming that each missed PDSCH conveyed a number of TBs determined by the respective configured transmission mode.
In accordance with another aspect of the present invention, a UE determines the HARQ-ACK payload for multiplexing in a PUSCH depending on whether the PUSCH is scheduled by an UL SA. If the PUSCH is not scheduled by an UL SA, the UE multiplexes the maximum HARQ-ACK payload, which is equal to the sum of the number of configured DL cells and the number of configured DL cells, with a configured PDSCH transmission mode that enables the transmission of 2 TBs multiplied by a size of the bundling window. If the PUSCH is scheduled by an UL SA, the UE considers that the UL DAI IE value of the UL SA is applicable over all configured DL cells and indicates the number of PDSCH transmitted to the UE in each of the configured DL cells. Then, for each of the configured DL cells, the HARQ-ACK payload that the UE generates is equal to the number of TBs associated with the respective configured transmission mode for the PDSCH multiplied by the size of the bundling window.
Other aspects, advantages, and salient features of the invention will become apparent to those skilled in the art from the following detailed description, which, taken in conjunction with the annexed drawings, discloses exemplary embodiments of the invention.
The above and other aspects, features, and advantages of the present invention will be more apparent from the following description taken in conjunction with the accompanying drawings, in which:
Throughout the drawings, it should be noted that like reference numbers are used to depict the same or similar elements, features, and structures.
The following description with reference to the accompanying drawings is provided to assist in a comprehensive understanding of exemplary embodiments of the invention as defined by the claims and their equivalents. It includes various specific details to assist in that understanding but these are to be regarded as merely exemplary. Accordingly, those of ordinary skill in the art will recognize that various changes and modifications of the embodiments described herein can be made without departing from the scope and spirit of the invention. In addition, descriptions of well-known functions and constructions may be omitted for clarity and conciseness.
The terms and words used in the following description and claims are not limited to the bibliographical meanings, but, are merely used by the inventor to enable a clear and consistent understanding of the invention. Accordingly, it should be apparent to those skilled in the art that the following description of exemplary embodiments of the present invention is provided for illustration purpose only and not for the purpose of limiting the invention as defined by the appended claims and their equivalents.
It is to be understood that the singular forms “a,” “an,” and “the” include plural referents unless the context clearly dictates otherwise. Thus, for example, reference to “a component surface” includes reference to one or more of such surfaces.
Additionally, although exemplary embodiments of the present invention will be described below with reference to Discrete Fourier Transform (DFT)-spread Orthogonal Frequency Division Multiplexing (OFDM) transmission, the exemplary embodiments of the present invention are also applicable to all Frequency Division Multiplexing (FDM) transmissions in general and to Single-Carrier Frequency Division Multiple Access (SC-FDMA) and OFDM in particular.
In all subsequent descriptions, a User Equipment (UE) is assumed to generate Hybrid Automatic Repeat reQuest (HARQ)-ACKnowledgement (ACK) information in response to each Transmission Block (TB) associated with a DownLink (DL) Scheduling Assignment (SA). However, a UE may also deterministically generate HARQ-ACK information associated with each Semi-Persistent Scheduling (SPS) TB the NodeB transmits at predetermined DL subframes without transmitting a respective DL SA. In the remaining TBs, it is understood that the UE includes HARQ-ACK information due to SPS, when it exists, with the HARQ-ACK information it generates in response to DL SAs and a placement of the HARQ-ACK information can be, for example, in the beginning of the overall HARQ-ACK payload. Further explicit reference to HARQ-ACK information in response to SPS TBs is omitted for brevity. Moreover, in the case of a DL SA not being associated with a respective PDSCH (and data TBs), but instead being used to serve other purposes, will also not be explicitly considered. However, a UE is assumed to generate a HARQ-ACK information bit corresponding to such DL SA. The descriptions of the exemplary embodiments consider the configured cells but the same arguments directly apply if the activated cells are instead considered.
An exemplary embodiment of the present invention describes a method for a UE to determine the transmission power of its HARQ-ACK signal in a Physical Uplink Control Channel (PUCCH) for a Time-Division Duplex (TDD) system using DL Carrier Aggregation (CA). The UE is to determine the parameter nHARQ-ACK(i) used in the Transmit Power Control (TPC) formula in Equation (3) (for simplicity, an UpLink (UL) subframe index i is omitted in the following analysis).
The first step for determining nHARQ-ACK is to determine a first component consisting of the number of HARQ-ACK information bits derived from the received TBs in the DL subframe bundling window, nHARQ-ACKrTBs, without considering the respective configured Physical Downlink Shared CHannel (PDSCH) Transmission Mode (TM). Consequently, even though a UE may be configured to be in a Single User-Multiple Input Multiple Output (SU-MIMO) TM enabling transmission of 2 TBs in a PDSCH from the NodeB to the UE in a cell, the transmission power accounts for 1 HARQ-ACK bit if the PDSCH reception actually conveys only 1 TB. Therefore, the PUCCH transmission power does not depend on the configured PDSCH TM for each cell but depends on the number of received TBs in that cell. Denoting as R the total number of received TBs in the configured cells over a bundling window of Nbundle DL subframes,
where Nreceived(m,c) is the number of received TBs in configured cell c in DL subframe m of the bundling window, the total number of HARQ-ACK bits corresponding to received TBs is
nHARQ-ACKrTBs=Nreceived Equation (4)
The second step in determining the value of nHARQ-ACK is to determine, based on the DL DAI IE, a second component consisting of HARQ-ACK bits corresponding to TBs that were not received, but which can be inferred by a UE as being transmitted by the NodeB using the DL DAI IE in order to determine the PDSCH receptions that the UE has missed. As the UE may not know the number of TBs conveyed by a missed PDSCH reception (i.e., 1 TB or 2 TBs were conveyed), the respective number of HARQ-ACK bits considers the configured PDSCH TM in the respective cell of the missed DL SA that the UE identified in order to provide a conservative estimate and always ensure that the HARQ-ACK reception reliability is achieved in a case where the configured PDSCH TM enabled transmission of the 2 TBs to the UE. Therefore, if a UE determines that it missed a total of NDLSAmissed DL SAs where NDLSA,2missed of those DL SAs are in DL cells where the UE has a configured PDSCH TM enabling transmission of 2 TBs, the UE determines the number of respective HARQ-ACK bits as
nHARQ-ACKmTBs=NDL SAmissed+NDL SA, 2missed Equation (5)
Then, nHARQ-ACK is obtained as
If spatial bundling applies, then
nHARQ-ACK=NDL SAreceived+NDL SAmissed Equation (7)
where NDLSAreceived is the number of DL SAs detected by the UE. Including SPS PDSCH as previously mentioned, nHARQ-ACK=NDLSAreceived+NDLSAmissed+NPDSCHSPS.
For the DL DAI IE design in
where VDAI, lastDL(c) is the DL DAI IE value in the last DL SA that the UE successfully receives in cell c, and TB(m,c) is the number of TBs that the UE receives in cell c and subframe j in the bundling window. For a DL subframe m and cell c where the UE misses the DL SA, TB(m,c) is determined by the maximum number of TBs associated with the configured TM in cell c, TBmax(c). As the DL DAI IE design in
where UDAI(c) is the total number of DL SAs the UE detects in cell c during the bundling window. The UE knows it misses VDAI, lastDL(c)−UDAI(c) DL SAs in cell c. If spatial bundling is applied, TB(m,c)=1 and
In a case where the number of TBs does not vary per DL subframe in cell c, or in other words, the number of TBs is always equal to the number of TBs for the configured TM, then
and Equation (8) can be simplified as
Referring to
even though it missed 3 DL SAs and it also determines the respective cells of the 3 missed DL SAs.
Furthermore, if in Cell 0 the UE is configured with a TM enabling transmission of 2 TBs (TBmax(0)=2) and in Cell 2 the UE is configured with a TM enabling transmission of 1 TB (TBmax(2)=1) the UE assumes that the total number of missed TBs is 3 (2 TBs in Cell 0 and 1 TB in Cell 2). Therefore, in addition to the received TBs, the UE, for the determination of nHARQ-ACK, considers the
TBs the UE identified as missed. In
For the DL DAI IE design in
nHARQ-ACK=Nreceived+NDLSAmissed·TBmax Equation (10)
where TBmax is the maximum number of TBs the UE is enabled to receive from the configured TM in any of the cells. If spatial bundling applies, then TBmax=1. Therefore, NDLSA,2missed=NDLSAmissed if TBmax=2 and NDLSA,2missed=0 if TBmax=1. If, due to the modulo operation, the UE identifies that the DL DAI is reset Nreset times, then nHARQ-ACK=Nreceived+(Nreset·Nbundle+VDAI,lastDL−UDAI)·TBmax where VDAI,lastDL is the last DL DAI IE value for the design in
Referring to
For the DL DAI IE design in
For example, in
In
The exemplary embodiments in
Based on the previous analysis, alternative approaches for a UE to decide the number of TBs contained in missed DL SAs can be devised in a straightforward manner. For example, the UE may assume that each missed DL SA conveyed 1 TB, in order to avoid HARQ-ACK signal transmission in the PUCCH with larger power than necessary. Alternatively, the UE may assume that in a case where it has a configured TM enabling the transmission of 2 TBs in any cell, half of the missed PDSCH receptions convey 2 TBs and the other half convey 1 TB (with priority given to 2 TBs in case of an odd number of missed DL SAs). Then, nHARQ-ACKmTBs=NDL SAmissed+┌NDL SA, 2missed/2┐.
In a case where the DL DAI design cannot provide information to the UE about whether a DL SA in the last DL subframe of the bundling window is missed, the UE may assume one or two additional TBs (depending on the configured TM in the respective cell) when determining nHARQ-ACKmTBs if the UE does not receive a DL SA in the last DL subframe of the bundling window. Then, nHARQ-ACK=nHARQ-ACKrTBs+nHARQ-ACKmTBs+Qlast where, for example, Qlast=2 if the UE has a configured TM enabling the transmission of 2 TBs; otherwise Qlast=1. In a case where multiple DL subframes may be missed, then the Qlast value may be scaled accordingly. In this manner, the UE does not underestimate the required HARQ-ACK signal transmission power in the PUCCH. The number of DL subframes that should be accounted for by Qlast may be predetermined or configured for the UE by the NodeB.
Another exemplary embodiment of the present invention considers the determination of the HARQ-ACK payload in a PUSCH in order for a UE and a NodeB to achieve the same understanding of the transmitted HARQ-ACK information. In all subsequent descriptions, a UE is assumed to generate an ACK or a NACK depending on the reception outcome (correct or incorrect) of each respective TB it receives and to generate a NACK for each TB it identifies as missed. First, a case where no UL SA exists will be discussed below.
As previously noted, for the DL DAI design in
where C is the number of configured cells, C2 is the number of configured cells with a configured TM enabling the reception of 2 TBs for the reference UE, and TBmax(c) is the maximum number of TBs the UE is configured to receive in cell c. If spatial bundling is used, then OHARQ-ACK=Nbundle·C. As a DL DAI IE is not used in this case, the above is applicable to any DL DAI design.
The HARQ-ACK payload in a PUSCH, according to Equation (11), is always the maximum possible value and methods for its possible reduction may be considered.
For the DL DAI design illustrated in
Referring to
In order to achieve the same understanding at a UE and the NodeB for the payload and proper ordering of the HARQ-ACK bits, the UE should always generate HARQ-ACK bits corresponding to the TM enabling reception for the largest number of TBs regardless of the TM configured in a particular cell.
Referring to
Assuming that a UE can determine NDAIDL DL SAs based on the DL DAI IE values, NDAIDL=Nreset·Nbundle+VDAI, lastDL, and by denoting TBmax to be the maximum number of TBs for any configured TM in any cell (wherein TBmax is 1 or 2, and wherein TBmax is always 1 if spatial bundling is applied) and by Qadd being the number of additional DL SAs assumed to have been missed by the UE after the last received DL SA (it is noted that Qadd may be configured for the UE by the NodeB and appropriately reduced if the UE correctly receives Qadd or less of the last DL SAs), then the HARQ-ACK payload is (assuming that DTX is mapped to a NACK) given by Equation (12).
OHARQ-ACK=(NDAIDL+Qadd)·TBmax Equation (12)
As the HARQ-ACK payload in Equation (12) may be smaller than the one in Equation (11), particularly if spatial domain bundling is applied, Equation (12) may be used to determine the HARQ-ACK payload in a case where the transmission is in the PUSCH.
The approach used in Equation (12) can also be followed for the DL DAI design in
where NDAIDL(c)=VDAI, lastDL(c) is the number of DL SAs that the UE determines to be transmitted from the NodeB during the bundling window in cell c, wherein Qadd(c)=0 if the DL SA in the last DL subframe of cell c is correctly received while Qadd(c)=1 otherwise. Therefore, for the DL DAI design in
Next, a case wherein the UL SA exists will be discussed. If a UE receives an UL SA for a PUSCH transmission in the same UL subframe as the expected HARQ-ACK signal transmission, and the HARQ-ACK information is included in that PUSCH, the related art UL DAI IE cannot be directly re-used as it corresponds only to a single cell and PUSCH transmission may not exist in all cells.
Referring to
One approach to circumvent the limitations of the related art UL DAI IE, in a case of DL CA, is to consider application of the UL DAI IE over all cells under the assumption that the probability that the UE misses 4 or more DL SAs is negligible (the UL DAI IE is assumed to consist of 2 bits). Then, the interpretation of the UL DAI IE may be considered jointly with the DL DAI IE values.
For the DL DAI design of
The UL DAI IE value is effectively interpreted modulo 4 (assuming 4 DL subframes in the bundling window) and a value of VDAIUL=3 indicates that either 3, or 7 DL SAs were transmitted by the NodeB to the UE. Therefore, if from the DL DAI IE, the UE determines that the NodeB transmitted 6 DL SAs, a value of VDAIUL=3 is interpreted as indicating that the NodeB transmitted 7 DL SAs to the UE. If the UE can determine, based on the DL DAI IE values, that the NodeB transmitted NDAIDL DL SAs to the UE, and the UE is informed of VDAIUL DL SAs through the UL DAI IE value, then the UE determines the total number NSA, totalDL of DL SAs the NodeB transmitted to the UE as given in Equation (14).
NSA, totalDL=NDAIDL+VDAIUL−mod(NDAIDL,4) Equation (14)
Although the above described approach can identify the total number of DL SAs that the NodeB transmits to the UE, it is still inadequate for identifying a proper placement of the HARQ-ACK bits in the transmitted codeword. For example, in
OHARQ-ACK=(NDAIDL+VDAIUL−mod(NDAIDL,4))·TBmax Equation (15)
The above uncertainty can be resolved by using the UL DAI IE value to indicate a same number of DL SAs transmitted in all cells regardless of the actual number of DL SAs transmitted in each cell. For example, in
Referring to
In Cell 1 1620, the UE can identify that it received 1 DL SA and that the DL SA has a DL DAI IE value 1622 of 1. As the UL DAI IE indicates 3 DL SAs 1640, the UE generates 2 additional HARQ-ACK bits placed after the first of the HARQ-ACK bits for a total of 3 HARQ-ACK bits 1625 (the UE is assumed to have been configured with a TM enabling the reception of 1 TB in Cell 1). In Cell 2 1630, the UE can identify that it received 1 DL SA and that it has a DL DAI IE value 1432 of 2. As the UL DAI IE indicates 3 DL SAs 1640, the UE generates 2 additional HARQ-ACK bits with the first one placed before the HARQ-ACK bit corresponding to the TB reception in DL subframe 1 and the other placed after the HARQ-ACK bit corresponding to the TB reception for a total of 3 HARQ-ACK bits 1635. It should be noted that the UE is assumed to have been configured with a TM enabling the reception of 1 TB in Cell 2. Therefore, the HARQ-ACK payload is as described in Equation (16),
OHARQ-ACK=VDAIUL·(C+C2) Equation (16),
and the HARQ-ACK payload in the PUSCH is reduced from a maximum of OHARQ-ACK=Nbundle·(C+C2)=16 bits in Equation (11) to OHARQ-ACK=VDAIUL·(C+C2)=12 bits.
Alternatively, instead of indicating the maximum number of DL SAs per cell, the UL DAI IE may indicate the total number of DL SAs over all cells. For example, this can be useful if spatial bundling is used since the configured TM in each cell does not affect the respective number of HARQ-ACK bits. The mapping of the UL DAI IE value to the total number of DL SAs can be configured for the UE by the NodeB. An example is shown below in Table 1. The UL DAI IE may also be extended to include additional bits in a case of DL CA in order to improve the granularity and accuracy of its indications. If a UE does not receive any DL SA, the UL DAI value of “11” is interpreted as 0.
TABLE 1
Mapping of UL DAI IE to total DL SAs a UE
should assume in the bundling window.
UL DAI
Total DL SAs in bundling
MSB, LSB
VDAIUL
window NDAIUL
0, 0
1
4
0, 1
2
8
1, 0
3
12
1, 1
0 or 4
0 or 16
In a case where multiple UL SAs are received for PUSCH transmission in respectively multiple cells in the UL subframe associated with the DL subframe bundling window, a UE may not consider the UL DAI IE in any UL SA as valid if it does not have the same value in all UL SAs. Also, if based on the DL DAI IE, the UE needs to generate more than OHARQ-ACK=VDAIUL·(C+C2) bits, it may either transmit the HARQ-ACK payload determined from the DL DAI IE in a PUSCH or the UE may not transmit any PUSCH as, for proper system operation, this can be considered to represent an error case resulting from either the UE considering as valid an invalid DL SA or by considering as valid an invalid UL SA.
While the invention has been shown and described with reference to certain exemplary embodiments thereof, it will be understood by those skilled in the art that various changes in form and details may be made therein without departing from the spirit and scope of the present invention as defined by the appended claims and their equivalents.
Papasakellariou, Aris, Cho, Joon-Young
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