A new class of composite polymer films where the refractive index can be varied by simple compressive or extensive forces. The films are comprised of alternating layers of an elastomer and a glassy polymer or two different elastomers. When the layer spacing is much less than the wavelength of the probe light, these materials behave as effective medium composites. The layer thickness of the elastomer component and thus the effective index of the composite can be varied by compression, tension or shear.
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1. A multilayer structure comprising,
a plurality of at least two alternating layers A and b represented by formula (AB)x, where x=2n, and n is in the range of from 4 to 15;
wherein layer A is comprised of component (a) and layer b is comprised of component (b);
said alternating layers are comprised of different polymers exhibiting differences in the index of refraction and in the elastic moduli; wherein said differences in the index of refraction are between 0.05 and 4 units;
wherein the layer thickness of said layer A and b are less than one quarter of the wavelength of interest;
wherein said multilayer polymer structure behaves as an effective medium and wherein said structure exhibits a single refractive index;
wherein said effective medium polymeric materials are transparent; and
wherein the refractive index of said multilayered structure effective medium material can be varied by tensile, compressive or shear force.
2. The multilayer structure of
3. The multilayer structure of
4. The multilayer structure of
5. The multilayer structure of
6. The multilayer structure of
7. The multilayer structure of
9. The multilayer structure of
11. The multilayer structure of
12. The multilayer structure of
13. The multilayer structure of
14. The multilayer structure of
15. The multilayer structure of
16. The multilayer structure of
17. The multilayer structure of
18. A method for forming the multilayer structure of
extruding component (a) in an extruder (A) to form a melt stream (A) and component (b) in an extruder (b) to form a melt stream (b);
combining melt stream (A) with melt stream (b) in a feed block to form parallel layers (A) and (b);
advancing said parallel layers through a series of multiplying elements (n) to form the multilayer structure.
19. The multilayer structure of
20. The multilayer structure of
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This Application claims priority on Provisional Application Ser. No. 60/466,058 filed Apr. 29, 2003, which is incorporated herein by reference in its entirety.
1. Field of the Invention
The invention relates to composite polymer films where the refractive index can be varied by simple compressive or extension forces.
2. Description of the Related Art
Extrusion process to produce polymeric photonic materials in the form of flexible sheets with large surface areas is known. This process gives a material comprising many thousands of alternating layers of polymers, polymer composites, and/or polymers containing inorganic or metallic nanoparticles. The polymer materials in the alternating layers can be chosen to have substantial differences in the index of refraction (n) so that the resulting materials will possess a modulation in the index with a period corresponding to the layer thickness.
Multilayer extrusion of polymers with hundreds of layers is known. The methods of fabricating dielectric reflectors and filters with specific transmission properties and pass bands are known. Properly oriented layered birefringence polymers can give multilayer mirrors that maintain reflectivity over a broad band of incident angles. Generally, the multilayer polymers have been fabricated using glassy polymers. Elastomeric multilayer with layer spacings suitable for dielectric filters and reflectors have been fabricated by sequential spin coating and by multilayer extrusion.
The fabrication of elastomeric multilayer structures with layer spacings much less than the wavelength of visible or near infrared (NIR) light has never been reported. It has not been recognized that such a composite will behave as a dynamically variable refractive index.
This invention, is directed to identifying and fabricating these materials and to demonstrate that they provide a class of materials with a refractive index that can be varied reversibly by modest tensile, compressive or shear forces.
A nanolayered composite polymer structure is described that possesses a dynamically variable refractive index. Such materials may have a number of uses including variable focal length lenses and films that switch, attenuate, shutter, filter, or phase shift optical signals in fiber optic and optical waveguide devices.
The nanolayered composite polymer structure of interest comprises alternating layers of different polymers chosen to have differences in the index of refraction (n) and in the elastic moduli. The materials are fabricated with a layer thickness, d, less than one quarter of the wavelength of interest, λ. For a typical polymer, the wavelengths of interest are between 4 μm and 200 μm or more, preferably between 2.5 μm and 400 μm. For use in the visible region of the spectrum, between 400 μm and 700 μm, the average layer thickness should be less than 100 nm. For use in the infrared (IR) region, between 1 μm and 2.5 μm the average layer thickness should be less than 400 nm. Since the average layer thickness is less than λ/4n, the optical properties of these new layered structures are those of an effective medium composite. The materials will have a refractive index corresponding to a thickness-weighted average of the refractive indices of the component polymers. Our postulate was that the different elastic moduli of the polymers would make it possible to differentially vary the relative thickness of the component layers by compressing the polymer. This makes a material with a variable effective refractive index possible.
A continuous multilayer co-extrusion process is used to fabricate the polymer composites. This process has been used in the past to produce polymeric photonic materials containing many thousands of alternating layers of polymers, polymer composites, and/or polymers containing inorganic or metallic nanoparticles materials. The layered materials are formed as flexible sheets with large surface areas. The present layered polymers differ from most of the previously reported multilayer polymer films in both the choice of elastomeric polymers for alternate layers and the smaller layer thickness used. Previous layered optical polymers were designed to be used as mirrors, filters, and linear and nonlinear photonic crystals hence the layer thickness, d, was typically that of a quarter wave stack: d˜λ/4n.
In accordance with the present invention the optical properties of layered composite polymer structures comprised of alternating layers of the elastomer, poly(ethylene-octene) (EO), and the glassy polymer, polycarbonate (PC) are discussed. These components were chosen because polycarbonate possesses both a higher refractive index and a much higher compressive modulus than the elastomeric EO polymer. The layer thickness of the layered polymers ranged from 10 nm to 220 nm. It was always less than one-quarter wavelength near 1.546 μm where the refractive index was measured.
Materials
One of ordinary skill in the art will readily appreciate that a wide variety of materials can be used to form the multilayer structure of the present invention. The components comprising the different layers of the multilayer structure are polymeric materials chosen to have a difference in the index of refraction of the layers as large as feasible, preferably between 0.3 and 4, more preferably in the order of from 0.05 to 1, most preferably between 0.1 and 1, including any increments within those ranges. The degree of index difference is chosen to provide the desired variability in the refractive index of the composite. The component polymers preferably, must also possess a difference in the appropriate modulus. The ratio of the modulus of the more rigid material to that of the elastomer is preferably in the range of 2 to 105 or larger. To fabricate a material with a reversibly variable index in tension, a ratio between 2 and 10 is more preferable. For composites whose index varies in compression, a ratio in the range of 2 to 105 or larger is appropriate. The more rigid material can be glassy.
Suitable glassy polymeric materials in accordance with the present invention include but are not limited to, polyethylene naphthalate and isomers thereof such as 2,6-, 1,4-, 1,5-, 2,7-, and 2,3-polyethylene naphthalate; polyalkylene terephthalates such as polyethylene terephthalate, polybutylene terephthalate, and poly-1,4-cyclohexanedimethylene terephthalate; polyimides such as polyacrylic imides; polyetherimides; styrenic polymers such as atactic, isotactic and syndiotactic polystyrene, α-methyl-polystyrene, para-methyl-polystyrene; polycarbonates such as bisphenol-A-polycarbonate (PC); poly(meth)acrylates such as poly(isobutyl methacrylate), poly(propyl methacrylate), poly(ethyl methacrylate), poly(methyl methacrylate), poly(butyl acrylate) and poly(methyl acrylate) (the term “(meth)acrylate” is used herein to denote acrylate or methacrylate); cellulose derivatives such as ethyl cellulose, cellulose acetate, cellulose propionate, cellulose acetate butyrate, and cellulose nitrate; polyalkylene polymers such as polyethylene, polypropylene, polybutylene, polyisobutylene, and poly(4-methyl)pentene; fluorinated polymers such as perfluoroalkoxy resins, polytetrafluoroethylene, fluorinated ethylene-propylene copolymers, polyvinylidene fluoride, and polychlorotrifluoroethylene; chlorinated polymers such as polydichlorostyrene, polyvinylidene chloride and polyvinylchloride; polysulfones; polyethersulfones; polyacrylonitrile; polyamides; polyvinylacetate; polyether-amides. Also suitable are copolymers such as styrene-acrylonitrile copolymer (SAN), preferably containing between 10 and 50 wt %, more preferably between 20 and 40 wt %, acrylonitrile, styrene-ethylene copolymer; and poly(ethylene-1,4-cyclohexylenedimethylene terephthalate) (PETG). In addition, each individual layer may include blends of two or more of the above-described polymers or copolymers. Preferred polymeric materials include a styrene-acrylonitrile copolymer and a polycarbonate.
Suitable elastomeric materials include, but are not limited to, poly(ethylene-octene) (EO); acrylic rubber (AR); brominated isobutylene-isoprene; butadiene rubber; butadiene-styrene-vinyl pyridine; butyl rubber; chlorinated isobutylene-isoprene; chlorinated polyethylenes; chloroprene (CR); chlorosulfonated polyethylene; epichlorohydrin rubber, homopolymer and copolymer with ethylene oxide; ethylene-propylene-diene (EPDE); ethylene-propylene rubber (EPM); fluorocarbon rubbers; natural rubber (NR); nitrile rubber (NBR); polyisoprene (IR); polysulfide rubber; silicone rubber; styrene-butadiene (SBR); urethane rubber; and blends and formulated rubbers thereof. The above terms for the elastomers are those recognized in the art and are discussed, for instance, in “Elastomers, desk-top data bank”, Edition 2, The International Plastics Selector, Inc, (1980), which is incorporated herein by reference.
Fabrication
The variable refractive index device of the present invention is then fabricated using these materials in a multilayer extrusion technique. The method preferably yields a flexible large film or sheet of multilayer nonlinear dielectric optical structure. The thickness of the individual layers must be less than λ/4 for the wavelength of light to be used. For example, for a material useful near λ=2.8 μm, a layer thickness on the order of from 5 nanometers to 650 nanometers, preferably from 10 nanometers to 500 nanometers, more preferably from 20 nanometers to 400 nanometers would be used. For operation at shorter wavelengths, the upper limit to the suitable layer thickness must be reduced accordingly. The term “about” is used in the present application to denote a deviation from the stated value. Preferably, the polymeric materials used in the alternating layers are transparent. Preferably, the layers have substantially uniform layer thickness, where “substantially” is used to denote a deviation within 20%. The layer thickness variability should be small enough so that all of the layers have a thickness less than λ/4.
For simplicity of discussion, the behavior of a two-component system is described. In this embodiment of the present invention the multilayer structure is made of two alternating layers (ABABA . . . ) of two polymeric materials referred to as component “(a)” and component “(b)”, respectively, throughout the description. Components (a) is a glassy, or higher modulus polymer, while component (b) is an elastomer with a lower modulus; they form a multilayer structure represented by formula (AB)x, where x=(2)n, and n is the number of multiplier elements. It should be understood that the multilayer structure of the invention may include additional types of layers. For instance, a three component structure of alternating layers (ABCABCA . . . ) of components (a), (b) and (c) is represented by (ABC)x, where x is as defined above.
In a preferred embodiment of the two-component system described above one of the alternating layers (A) comprises component (a) which is a polymeric material of a glassy polymer and a second alternating layer (B) comprises component (b) which is an elastomer. In another preferred embodiment of the two-component system described above one of the alternating layers (A) comprises component (a) which is an elastomer (i) and a second alternating layer (B) comprises component (b) which is an elastomer (ii); by way of a non limiting example, elastomer (i) is a polyurethane elastomer (PU) while elastomer (ii) is PEBAX, an elastomer available from ATOFINA. It is desirable to adjust the composition so that the difference between the linear index of one layer is larger than the linear index of the elastomer by an amount larger than the desired variability of the index. This is typically 0.05 to 0.25, but it is preferably larger and can be as much as 1. The multilayer structure in the above embodiment is represented by formula (AB)x, where x=(2)n, and n is the number of multiplier elements.
In the embodiment described above of a two-component multilayer structure, the variable refractive index polymer material is prepared by microlayer coextrusion of the two polymeric materials. Nanolayers are comprised of alternating layers of two or more components with individual layer thickness ranging from the microscale to the nanoscale. A typical multilayer coextrusion apparatus is illustrated in
The multilayer structure of the present invention preferably has at least 30 layers, including any number of layers within that range. Preferably, the multilayer structure of the present invention has from 30 to 10000 layers and any number of layers within this range. Preferably, the multilayer structure is in the form of film or sheet. By altering the relative flow rates or the number of layers, while keeping the film or sheet thickness constant, the individual layer thickness can be controlled. The multilayer structure film or sheet has an overall thickness ranging from 0.1 mil to 1000 mils, preferably from 0.1 mils to 125 mils and any increments therein. Further, the multilayer structures may be formed into a number of articles. The structures may be formed by coextrusion techniques initially into films or sheets which may then be post formed. Such post forming operations may include thermoforming, vacuum forming, or pressure forming. Further, through the use of forming dies, the multilayer structures may be formed into a variety of useful shapes
In another embodiment of the invention, a third polymeric layer is placed in the multilayer structure as a tie layer, barrier layer or toughening layer. A third component exhibits improved properties such as mechanical properties. Thus, a three component multilayer structure expands the utility of the two component nanolayer structure. When the third polymer layer is a barrier layer, it is present as a single layer on one or both exterior major surfaces of the structure or as an interior layer. For example, suitable barrier layer materials such as hydrolyzed ethylene vinyl acetate, copolymers of polyvinylidene chloride, nitrile polymers, and nylons may be used in or on the multilayer body. Suitable adhesive materials such as maleic anhydride grafted polyolefins may be used to bond such barrier layer materials to the multilayer structure. Alternatively, a third polymeric layer may be used as a surface or skin layer on one or both major exterior surfaces. The skin layer may serve as scratch resistant, weatherable protective layer, as sacrificial layer or as decorative layer. Further, such skin layers may be post applied to the structure after coextrusion. A typical three component system according to the above embodiment is illustrated in
Variation in the Refractive index in tension or shear.
Further, in accordance with the present invention, a class of optical polymers with a nanoscale hierarchical structure exhibits a dynamically variable refractive index. The ability to produce these novel materials derives from our ability to fabricate layered polymer structures with many thousands of layers and features down to less than 10 nm. Modifications of this proven technique enable the fabrication of polymer material structures with the potential to exhibit a dynamically reversible change in the index of refraction. The fabrication techniques are capable of producing large volumes of these materials easily and economically.
The polymer materials in the alternating layers are preferably chosen to have substantial differences in the index of refraction (n) so that the resulting materials will possess a modulation in the index with a period corresponding to the layer thickness. We have used this fabrication technique to produce materials with a layer thickness from many microns to as small as 10 nm and a resulting modulation in the refractive index on the same scale.
When the layer thickness and thus the period of the modulation in the index are shorter than the wavelength of light of interest, the optical properties of the material are that of an effective medium composite. The refractive index and transmission are an average of those of the component materials.
In order to make these materials dynamically tunable, the nanolayered polymers are fabricated with at least one of the layers being an elastomer, i.e. a polymer with a small elastic modulus. As illustrated in
The refractive index change occurs because the materials are effective media. The magnitude of the index variation possible in a nanolayered material is determined by the index difference and modulus difference between the component layers.
A series of multilayer films consisting of 1024 alternating layers of EO and PC were fabricated. In the composite polymers studied here, the sum of the average layer thickness of the EO and PC layers combined was approximately 240 nm, but the relative thickness varied. The first, EO/PC (50/50), had PC and EO layers of equal thickness. Other samples had thickness ratios of 3:1 (EO/PC (75/25)) and 9:1 (EO/PC (90/10)). The layer structure of the 50/50 material was confirmed by AFM studies. The AFM studies showed there was a distribution of layer thickness about the mean thickness.
The refractive index of the three composites was measured using a modified prism coupling instrument (Metricon). Pressure was applied to the film uniformly over an area of 0.78 mm2 by an air driven piston. The applied pressure was measured using a calibrated force sensor (Flexiforce). The refractive index at 1546 nm as a function of applied pressure for the three different multilayer structures is shown in
In order to verify that the observed refractive index change is a result of the composite structure, the refractive index of samples of pure EO and pure PC were measured under the same experimental conditions. Pure PC showed less than a 0.0002 refractive index variation at the maximum experimental applied pressure. This is within the experimental resolution of the measurement. The compressive modulus of PC is too large for any significant compression to occur. For pure EO, a refractive index change of 0.0012 was observed over the same applied pressure range. This is an order of magnitude smaller change than was observed in
In order to clarify the mechanism of the index change in the composite, we also studied the variation in layer thickness with applied pressure. The films used for the refractive index measurements at 1546 nm are approximate quarter wave stacks for shorter wavelengths. The dependence of the layer thickness on applied pressure is found from the pressure dependence of the reflectivity at wavelengths where the layered materials behave as dielectric reflectors. Reflectivity occurs at a wavelength, λ, where:
λ=2(n1d1+n2d2) (1)
Here λis the first order reflected wavelength, n1 and n2 are the refractive index of polymers 1 and 2 and d1 and d2 are the layer thickness of the respective polymer layers. Reflection spectra were observed for both the 50/50 and 75/25 composite materials. They consisted of a set of discrete lines. Such a structured reflection spectrum is expected for a layered dielectric with some disorder. The observed spectra were consistent with about ±10 to 15% variation in the layer thickness. The pressure dependence of reflection peaks near 600 nm was studied. Each of the reflection peaks was observed to shift with applied pressure.
Where λ−λ0=Δλ, n2 is the refractive index of EO near 600 μm (1.4833) and l20 is the initial EO layer thickness. The implied compressive modulus for both the 75% and 50% EO films were approximately 160 MPa. This is considerably higher than the measured bulk EO 1% modulus, which was measured to be 19 MPa. We did not observe reflection spectra from the 90/10 EO/PC sample, probably because the reflectivity of this composition was too small.
The expected change in refractive index at 1546 nm for the composite films as a function of applied pressure due to the change in layer thickness can be estimated. The parameters are summarized in
x is the fractional thickness of the elastomer layers in the initial, uncompressed, state. (1−x) is the thickness of the rigid layers. Under applied stress, the elastomer layer is compressed by an amount y. The strain on the elastomer layer is ε=y/x. Utilizing the definitions y=εx and ε=(σ/E) and defining the index at zero strain, n0=n1(1−x)+n2x, we can calculate the refractive index of the layered composite as a function of applied stress, σ, and the effective modulus of the elastomer layer, E:
Using the modulus determined from the reflectivity data, and x determined from the measured index at zero pressure. The solid line in
Other sources for the observed pressure dependent index of the composite include a pressure dependence of the index of the EO layer. In the bulk, the pressure dependence of the refractive index of EO was about 3±1×105 per MPa. Neglecting it seemed justified. However, if the pressure dependence of the EO index in nanolayers differs from that in the bulk, either because the elastomer is constrained from expanding normal to the applied pressure, or because the interfacial regions contribute differently to the pressure dependence, it could contribute to the pressure dependent index of the composite. The dashed line in
In summary, we fabricated a layered elastomer/glassy polymer composite with sufficiently thin layers so the material is an effective medium composite at 1546 nm. We demonstrated that the refractive index of such a composite polymer could be varied reversibly by compression. The index varied by as much as 0.013 or about 16% of the index difference between the component polymers with pressures of about 38 MPa. The pressure dependence of the index of the composite was much larger than that of either of the component polymers alone. The observed variation of the index of the composite with pressure was modeled by measuring the EO layer thickness independently. These measurements indicate that both the effective elastic modulus and the pressure dependent index of the EO layer were larger in the nanolayers than in the bulk.
This work illustrates nanolayered elastomer/glassy polymers can have unique and useful optical properties and that optical characterization techniques are useful for studying the mechanical properties of such layered polymers.
The variation in the refractive index with tension was demonstrated qualitatively in multi-layered films. One example was comprised of alternating layers of the high-index glassy polymer, polycarbonate (PC), and the low-index elastomer poly(ethylene-octene) copolymer (EO). It had 1024 layers of EO/PC where the EO layers were 9 times as thick as the Pc layers (90/10) and a total thickness of the film was ˜50 μm. The refractive index was observed to change from 1.5079 to 1.5198 for a Δn of 0.012 under an applied tension of approximately 16 MPa. The corresponding observed strain was approximately 60%.
Fabrication
System: 2 component.
Number of Layers: 1024
Materials
Composition
EO/PC
50/50
75/25
90/10
The poly(ethylene-octene) copolymer having a density of 0.860 is available from Dow/Dupont.
The polycarbonate was CALIBRE 200-14 manufactured by Dow.
Details of multilayer Coextrusion
Extruders
Melt Pumps
Multipliers
Die
Processing Conditions
1.50% EO/50% PC
Temperature (° C.)
Barrel Zone #1
230
Barrel Zone #2
250
Barrel Zone #3
265
Clamp
265
Adapter
265
Pump
265
Multipliers
220
Exit Die
240
The temperature is adjusted so that the rheologies of the two materials are comporable.
Extruder 1
Extruder 2
Screw Speed (rpm)
25
31
Pump Speed (rpm)
20
20
2.75% EO/25% PC
Temperature (° C.)
Barrel Zone #1
220
Barrel Zone #2
250
Barrel Zone #3
270
Clamp
270
Adapter
270
Pump
270
Multipliers
210
Exit Die
220
Extruder 1
Extruder 2
Screw Speed (rpm)
27
32
Pump Speed (rpm)
17
17
90% EO/10% PC
Temperature (° C.)
Barrel Zone #1
208
Barrel Zone #2
242
Barrel Zone #3
253
Clamp
253
Adapter
253
Pump
253
Multipliers
190
Exit Die
200
Extruder 1
Extruder 2
Screw Speed (rpm)
3.5
3.8
Pump Speed (rpm)
7.0
7.0+
Having generally described this invention, a further understanding can be obtained by reference to certain specific examples which are provided herein for purpose of illustration only and are not intended to be limiting unless otherwise specified.
Obviously, numerous modifications and variations of the present invention are possible in light of the above teachings. It is therefore to be understood that within the scope of the appended claims, the invention may be practiced otherwise than as specifically described herein.
Shirk, James S, Baer, Eric, Hiltner, P. Anne
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